Home Policy Priorities ICI Comment Letters
- ICI Submits Comment Letter on DOL Proposed Rule for Auto-IRAs Established by Municipalities for Private-Sector Workers (pdf)
Sep 29, 2016
- ICI Files Second Supplemental Comment Letter on SEC's Derivatives Proposal (pdf)
Sep 28, 2016
- ICI Letter to SEC on Disclosure of Order Handling Information (pdf)
Sep 26, 2016
- ICI Files Letter with FINRA on Proposed Changes to its Non-Cash Compensation Rules (pdf)
Sep 22, 2016
- ICI Comment Letter to the Financial Stability Board on Proposed Policy Recommendations to Address Structural Vulnerabilities from Asset Management Activities (pdf)
Sep 21, 2016
- IDC Comment Letter Supporting NYSE Proposal on Fees for Fund Shareholder Report Delivery (pdf)
Sep 13, 2016
- ICI Submits Comment Letter to SEC on NYSE Proposed Amendment to Fees for Shareholder Report Delivery (pdf)
Sep 12, 2016
- Letter to IRS and Treasury Regarding Tax Treatment of Liquidity Fees (pdf)
Sep 8, 2016
- ICI Global and Other Trade Associations File Comment Letter on CFTC Proposed Amendments to Rule for Foreign CPOs and CTAs (pdf)
Sep 7, 2016
- IDC and ICI Global Letter on CBI Consultation on Fund Management Company Effectiveness (CP86) (pdf)
Aug 25, 2016
- ICI Comment Letter on SEC Business Continuity and Transition Planning Proposal for Advisers (pdf)
Aug 23, 2016
- IDC/ICI File Comment Letter on PCAOB Proposed Changes to the Auditor's Report (pdf)
Aug 18, 2016
- ICI Submits Comment Letter to SEC on Proposed FINRA Rule Change Relating to the Reporting of U.S. Treasury Securities to TRACE (pdf)
Aug 15, 2016
- ICI Comment Letter in Response to Swap Data Repository Rulebook (pdf)
Aug 5, 2016
- ICI Files Supplemental Comment Letter on SEC Derivatives Proposal (pdf)
Jul 28, 2016
- ICI Submits Comment Letter to SEC on Incentive-Based Compensation Proposal (pdf)
Jul 22, 2016
- ICI Comment Letter on Section 305(c) Proposed Regulations (pdf)
Jul 20, 2016
- ICI Comment Letter to SEC on Proposed National Market System Plan to Implement the Consolidated Audit Trail (pdf)
Jul 18, 2016
- ICI Responds to FSOC Update on Review of Asset Management Products and Activities (pdf)
Jul 18, 2016
- ICI Comments on FASB Technical Changes to Topics 820 and 946 (pdf)
Jul 8, 2016
- ICI Global Files Letter on Canadian Systemic Risk Legislation (pdf)
Jul 7, 2016
- ICI Submits Comment Letter on FINRA's Proposed Amendments to Communications with the Public Rules (pdf)
Jul 6, 2016
- IDC Supplemental Comment Letter on Liquidity Risk Management and Funds' Use of Derivatives Proposals (pdf)
Jun 22, 2016
- ICI Global and the Investment Association Submit Letter to European Commission to Clarify Compliance Date of FX Forward Variation Margin Requirements (pdf)
Jun 6, 2016
- ICI Letter on Implications for U.S. and Non-U.S. Regulated Funds of Proposed Counterparty Exposure Limits for Banks (pdf)
Jun 3, 2016
