Home Policy Priorities ICI Comment Letters
- ICI Submits Comment Letter to FTC on Common Ownership Following the FTC's Hearings on Competition and Consumer Protection in the 21st Century (pdf)
Jan 18, 2019
- ICI Submits Comment Letter on Limit Up-Limit Down Plan Amendment (pdf)
Jan 16, 2019
- ICI Comments on CFA Institute's GIPS Exposure Draft (pdf)
Dec 21, 2018
- ICI Files Comment Letter on DOL Proposal Regarding Association Retirement Plans and Other Multiple Employer Plans (pdf)
Dec 21, 2018
- ICI Files Comment Letter with SEC on Proposals Regarding Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants (pdf)
Nov 20, 2018
- ICI Letter Regarding Roundtable on the Proxy Process (pdf)
Nov 14, 2018
- IDC Letter on Board Role in Proxy Voting, Ahead of SEC's Proxy Process Roundtable (pdf)
Nov 12, 2018
- IDC Comment Letter on Processing Fee Framework (pdf)
Oct 31, 2018
- ICI Comment Letter on Processing Fees Charged by Intermediaries for Distributing Materials Other Than Proxy Materials to Fund Investors (pdf)
Oct 31, 2018
- IDC Comment Letter on SEC's Investor Experience Release (pdf)
Oct 30, 2018
- ICI and Other Trade Associations Request that SEC Re-Propose and Extend Comment Deadline of Security-Based Swaps Release (pdf)
Oct 26, 2018
- ICI Comment Letter on SEC's Request for Comment on Fund Retail Investor Experience and Disclosure (pdf)
Oct 24, 2018
- ICI Files Letter Urging Volcker Rule Reforms Relating to Regulated Funds (pdf)
Oct 17, 2018
- ICI Submits Second Comment Letter in Response to SEC's Proposed Transaction Fee Pilot (pdf)
Oct 1, 2018
- ICI Letter on Pass-Through of Qualified REIT Dividends and PTP Income Under Section 199A (pdf)
Sep 27, 2018
- ICI Letter to DOL Regarding Default Electronic Delivery of ERISA-Required Notices (pdf)
Sep 25, 2018
- ICI Comment Letter on SEC's Proposed ETF Modernization Rule (pdf)
Sep 21, 2018
- Letter to SEBI on Interim Report Recommendations Regarding KYC for FPIs (pdf)
Sep 17, 2018
- ICI Global and SIFMA AMG Submit Follow-up Letter to EU Policymakers on BRRD Moratorium Powers (pdf)
Sep 10, 2018
- ICI Global Letter to Swiss Government Proposing Procedures by Which US Funds Establish Treaty Eligibility (pdf)
Sep 7, 2018
- ICI Global Files Comment Letter on Incentives to Centrally Clear OTC Derivatives (pdf)
Sep 7, 2018
- ICI Global Comment Letter on SFC Proposed Derivatives Amendments in the Code on Unit Trusts and Mutual Funds (pdf)
Aug 27, 2018
- ICI Global Response to European Commission on ESG Disclosure Proposal (pdf)
Aug 23, 2018
- ICI Comment Letter on Competition and Consumer Protection in the 21st Century (pdf)
Aug 20, 2018
- ICI Comment Letter on the SFC's Proposed Margin Requirements for Non-Centrally Cleared OTC Derivative Transactions (pdf)
Aug 20, 2018
