Policy Priorities
Comment Letters
ICI Response to UK Financial Services Growth and Competitiveness Strategy Call for Evidence
December 13, 2024—ICI submitted a comment letter responding to the UK government's call for evidence...
ICI Comment Letter in Support of Stay on Regulation NMS Amendments
December 11, 2024—ICI Comment Letter to the SEC in support of stay on regulation NMS amendments.
ICI Response to the European Commission’s Consultation on the EU Securitisation Framework
December 3, 2024—ICI submitted a letter to the European Commission on its targeted consultation on...
Fund Governance
Audit Committee Financial Experts: An Overview for Fund Boards (pdf)
ICI and IDC Comment Letter on the PCAOB Metrics Docket
On June 7, 2024, the Investment Company Institute and Independent Directors Council filed a joint...
ICI and IDC Supplemental PCAOB NOCLAR Comment Letter
March 18, 2024—The Investment Company Institute and Independent Directors Council filed a joint...
Fund Regulation
ICI Comment Letter in Support of Stay on Regulation NMS Amendments
December 11, 2024—ICI Comment Letter to the SEC in support of stay on regulation NMS amendments.
Three Key Themes from the 2024 Tax and Accounting Conference
October 1, 2024—In late September, ICI convened more than 650 professionals in sunny Boca Raton for...
ICI Comment Letter in Support of NYSE Proposed Rulemaking Exempting Closed-End Funds from Annual Meeting Requirement
On July 30, 2024, ICI submitted a comment letter to the SEC in support of NYSE's proposed amendments...
Retirement Security
Joint Comment Letter Joint Requesting an Extension to Saver's Match Response
October 22, 2024—ICI submitted a joint comment letter to the Treasury Department and Internal...
ICI Comment Letter on the Implementation of the Saver’s Match Contributions
November 7, 2024—ICI submitted a letter to the Treasury Department and Internal Revenue Service...
ICI Comment Letter on the Proposed Regulations on RMDs
September 17, 2024—ICI sent a comment letter to the IRS and Treasury, responding to the notice of...
Taxes
Stripping 401(k) Tax Breaks Won’t Fix Social Security
November 1, 2024—More American retirees get income from retirement plans today than ever before. In...
ICI Comment Letter to the IRS and Treasury on Notice 2024-55
October 7, 2024—ICI submitted a comment letter to the IRS and Treasury, responding to a request for...
Three Key Themes from the 2024 Tax and Accounting Conference
October 1, 2024—In late September, ICI convened more than 650 professionals in sunny Boca Raton for...
Testimony
ICI Statement for the Education and Workforce Subcommittee Hearing on “Protecting American Savers and Retirees from DOL’s Regulatory Overreach”
February 15, 2024—ICI is pleased to provide this statement regarding the US Department of Labor’s (...
ICI Testimony for DOL Hearing on Fiduciary Proposal
December 13, 2023÷–ICI strongly supports efforts to promote retirement security for US workers. Our...
Statement for House Hearing on Diversity and Inclusion Performance at America's Large Investment Firms (pdf)
Trading and Markets
ICI: “Vitally Important" That Financial Markets Remain Open
Paul Schott Stevens, president and CEO of the Investment Company Institute, issued the following...
Joint Trades Submit Comment Letter to the Legal Entity Identifier ("LEI") Regulatory Oversight Committee ("ROC") (pdf)
For T+2, It’s All Systems Go
For T+2, It’s All Systems Go By Michael Bodson, Kenneth E. Bentsen Jr., and Paul Schott Stevens (As...