ICI - Trading & Markets

Domestic

ICI Letter to SEC on Disclosure of Order Handling Information (pdf)
Sep 26, 2016
SEC Order Handling Information Proposal Will Benefit Funds and Shareholders
Sep 26, 2016
ICI Comment Letter to SEC on Proposed National Market System Plan to Implement the Consolidated Audit Trail (pdf)
Jul 18, 2016

Global

ICI Global Files Letter on Canadian Systemic Risk Legislation (pdf)
Jul 7, 2016
ICI Global Comments on Implementing Regulation under MiFID II and MiFIR (pdf)
Mar 2, 2015
ICI and ICI Global Comment Letters to Prudential Regulators and CFTC on Proposed Margin Requirements for Uncleared Swaps (pdf)
Nov 24, 2014

Copyright © 2016 by the Investment Company Institute