Trading and Markets
Domestic
December 28, 2022
Memo #34737
FINRA Adopts and Proposes Amendments to TRACE Reporting
Over the last month, FINRA has proposed or adopted three separate reporting requirement changes to the Trade Reporting and Compliance Engine (TRACE). On December 13, 2022, FINRA adopted amendments to require the reporting of transactions in US dollar...
ICI Comment Letter on SEC Treasury Clearing Proposal (pdf)
T+1 Securities Settlement Industry Implementation Playbook (pdf)
International
Foreign Direct Investment: Striking the Right Balance
In a world that is more interconnected than ever, it is important to fend off foreign threats to...