Trading and Markets
Domestic
ICI Comment Letter to Support FINRA's Proposed Exemption for Non-Traded BDCs
April 21, 2025—ICI filed a letter with the SEC in support of FINRA's proposed rule change to create...
For US Treasury Troubles, Treat the Cause Not the Symptom
Financial regulators in the US have recently expressed worries over the growing use of Treasury...
ICI Comment Letter on FINRA’s and MSRB’s Filings with the SEC to Shorten Reporting Timeframes
On February 15, 2024, ICI filed a comment letter in response to notices published by the Securities...
International
EU Markets Need to Commit to Catch up With the US on T+1
In May, the US and Canada moved from settling securities transactions two days after a trade to one...
ICI Global Response to SEBI on Regulations for Foreign Investors
ICI Global response to the SEBI on regulations to foreign portfolio investors.
T+1: The Next Step for Evolving Markets Globally
October 9, 2023—As financial services firms around the world institute processes and procedures to...