Portfolio Security Operations
This page includes ICI memos, comment letters, white papers, and other resources related to regulatory and industry initiatives affecting portfolio securities operations, derivatives, and trading and markets.
Derivatives
ICI Comment Letter to CFTC and SEC on Portfolio Margining (pdf)
ICI Comment Letter on SEC Proposed Exemptive Order on Portfolio Margining (pdf)
ICI Applauds SEC’s Final Derivatives Rule
ICI Applauds SEC’s Final Derivatives Rule Rule Provides Clarity on Use of Derivatives Washington, DC...