Portfolio Security Operations

This page includes ICI memos, comment letters, white papers, and other resources related to regulatory and industry initiatives affecting portfolio securities operations, derivatives, and trading and markets.

Derivatives

View All

Eligible Collateral Under UK Margin BTS - EEA UCITS (pdf)

ICI Comment Letter to CFTC and SEC on Portfolio Margining (pdf)

ICI Comment Letter on SEC Proposed Exemptive Order on Portfolio Margining (pdf)

Portfolio Securities Clearance and Settlement

ICI Comment Letter to CFTC and SEC on Portfolio Margining (pdf)

ICI Comment Letter on SEC Proposed Exemptive Order on Portfolio Margining (pdf)

ICI Comment Letter in Response to Swap Data Repository Rulebook (pdf)

Trading and Markets (Domestic)

View All

Accelerating the US Securities Settlement Cycle to T+1

ICI, SIFMA, and DTCC Lay Out Path to Shorten US Securities Settlement Cycle to T+1 by First Half of 2024

The Investment Company Institute (ICI), the Securities Industry and Financial Markets Association...