Home Industry Operations Portfolio Security Operations
This page includes ICI memos, comment letters, white papers, and other resources related to regulatory and industry initiatives affecting portfolio securities operations, derivatives, and trading and markets.
Derivatives
- ICI Comment Letter to CFTC and SEC on Portfolio Margining (pdf)
Dec 7, 2020
- ICI Comment Letter on SEC Proposed Exemptive Order on Portfolio Margining (pdf)
Dec 7, 2020
- ICI Applauds SEC’s Final Derivatives Rule
Oct 28, 2020
- ICI Viewpoints: For Funds’ Use of Derivatives, a Promising New Regulatory Framework (pdf)
Apr 22, 2020
- IDC Comment Letter on Derivatives Proposal (pdf)
Apr 20, 2020
Portfolio Securities Clearance and Settlement
Trading and Markets (Domestic)
- ICI Submits Comment Letter Responding to SEC Staff Questions on Control Share Acquisition Statutes and Enhancing Public Access to Private Markets (pdf)
Dec 16, 2020
- ICI Comment Letter to CFTC and SEC on Portfolio Margining (pdf)
Dec 7, 2020
- ICI Comment Letter on SEC Proposed Exemptive Order on Portfolio Margining (pdf)
Dec 7, 2020
- Focus on Funds: New Report Makes Sense of March Market Turmoil
Oct 30, 2020
- Focus on Funds: How 401(k) Investors React to Market Ups and Downs
Mar 20, 2020
