Fund Operations

Portfolio Security Operations

This page includes ICI memos, comment letters, white papers, and other resources related to regulatory and industry initiatives affecting portfolio securities operations, derivatives, and trading and markets.

Derivatives

Eligible Collateral Under UK Margin BTS - EEA UCITS (pdf)

ICI Comment Letter to CFTC and SEC on Portfolio Margining (pdf)

ICI Comment Letter on SEC Proposed Exemptive Order on Portfolio Margining (pdf)

Portfolio Securities Clearance and Settlement

ICI Comment Letter on SEC Proposed Exemptive Order on Portfolio Margining (pdf)

ICI Comment Letter to CFTC and SEC on Portfolio Margining (pdf)

ICI Comment Letter in Response to Swap Data Repository Rulebook (pdf)

Trading and Markets (Domestic)

Joint Letter to SEC on Accelerating the Securities Settlement Cycle to T+1 (pdf)

ICI Submits Response to SEC Staff's Statement on Cross Trading (pdf)

ICI Statement for Joint House Subcommittee Hearing on Impact of the Volcker Rule (pdf)