Technology, Cyber, and BCP
This page provides resources to help ICI members better understand financial services-related technology and related regulatory developments. Materials also address the legal and operational issues that arise during periods of market disruptions, as well as other business continuity challenges. Finally, it offers reference tools and resources to help ICI members address cyber threats and develop sound cybersecurity risk management programs.
Business Continuity
ICI Comment Letter with SEC on Predictive Data Analytics Proposal
On July 26, 2023, the SEC proposed new rules (the "Proposal") that would require broker-dealers and...
The Financial Services Information Sharing and Analysis Center
Financial Services Sector Coordinating Council for Critical Infrastructure Protection and Homeland Security
Information Security
ICI Global Letter to Canadian Government on Proposed Overhaul of Data Privacy Legislation (pdf)
Focus on Funds: Fund Compliance Is an Increasingly Collective, Complicated Responsibility
Focus on Funds Fund Compliance Is an Increasingly Collective, Complicated Responsibility Fund...
Focus on Funds: How the Fund Industry Is Defending Against Cyberattacks
Cyberwarfare is moving more quickly than ever. In the February 8, 2019, edition of Focus on Funds...
Technology
ICI Tech Summit – Top 5 Takeaways
On November 8–9, ICI hosted the 2022 Tech Summit, the first event ICI event celebrating the...
Focus on Funds: ICI Expands Its Service to the Industry’s “Middle Office”
Rapid change in the fund industry means that the operational support provided by what’s known as the...
ICI Comment Letter on Treasury's Request for Information on Uses, Opportunities, and Risks of Artificial Intelligence in the Financial Services Sector
On August 12, 2024, ICI submitted a comment letter to the US Department of the Treasury ("Treasury")...