Comment Letters 12b-1 Fees20212022401(k)401(k) Plan Asset Allocation401(k) Plans403(b) Plans529 PlansAccounting and AuditActive and Index InvestingAdvertisingAdvisory Contract ApprovalAlternative Investment FundsAnti-Money LaunderingAntitrustArtificial Intelligence (AI)AsiaAsia ESGAudit CommitteesAustraliaBank RegulationBCPBoard Leadership and CompositionBond FundsBond Mutual FundsBrightScope/ICI DC Plan ProfileBroker-Dealer IssuesBusiness ContinuityCanadaCapital Markets UnionChinaClearance and SettlementClosed-End FundsCommoditiesCommodity Futures Trading Commission (CFTC)Common Ownership TheoryCompensation/RemunerationComplex AssetsComplianceConsistent ParticipationCorporate BondsCorporate GovernanceCoverdell Education Savings AccountsCOVID-19CPO/CTACross-Border IssuesCyberCybersecurityDefined Contribution Plan ParticipantsDefined Contribution PlansDepartment of LaborDerivativesDigital AssetsDirectors and Fund GovernanceDisclosureDistributionDiversity and InclusionDiversity, Equity, and InclusionDiversity, Equity, and Inclusion ESGE-DeliveryEBRI/ICI 401(k) Investor DatabaseEmployee Retirement Income Security Act (ERISA)Equity FundsEquity InvestingESGESG InvestingEuropean CommissionEuropean UnionEuropean Union ESGEvent VideoEventsExchange-Traded Funds (ETFs)Explainer VideoFact BookFATCAFederal ReserveFees and ExpensesFiduciary IssuesFinancial MarketsFinancial Services LegislationFinancial Services Regulatory ReformFinancial StabilityFinancial TechnologyFinancial Transaction TaxFixed Income SecuritiesFixed-Income FundsFocus on FundsFraud PreventionFund Accounting & Financial ReportingFund Board Self-AssessmentsFund DisclosureFund GovernanceFund IndemnificationFund OperationsFund OwnershipFund RegulationFundamentals for Newer DirectorsGlobalGlobal ESGGMMGovernment AffairsHong KongHouseholds Saving for CollegeICI Education FoundationICI GlobalICI Global Research PerspectiveICI InnovateICI NewsICI PACICI Research PerspectiveICI Statistical Classification DefinitionsIDCIdentity TheftIndex FundsIndiaIndustry and Investor Statistics by StateIndustry ResearchInformation SecurityInstitutional Mutual Fund ShareholderIntermediary OversightInternal Revenue Service (IRS)InternationalInternational CompetitivenessInternational Tax IssuesInvestment AdvisersInvestment Company Act of 1940Investment EducationInvestment Management ConferenceInvestor ResearchInvestorsIRA Investor DatabaseIRAsIrelandJapanLeadership SummitLegal Entity IdentifierLiability ProtectionLiquidityLitigation and EnforcementLong-Term Mutual Fund Asset CompositionLong-Term Mutual FundsLost Property and EscheatmentMarket VolatilityMiFID, EMIR, AIFMD, UCITS VMinute with ICIMoney Market Fund AssetsMoney Market Fund Portfolio DataMoney Market FundsMonthly Mutual Fund Complex AssetsMortgage-Backed SecuritiesMunicipal BondsMunicipal SecuritiesMutual FundMutual FundsMutual Funds 100Open-End FundsOperations and TechnologyOversightPensionPolicy ResearchPortfolio OversightPortfolio SecuritiesPredictive Data AnalyticsPrivacyPrivate MarketsProxy VotingQuarterly Mutual Fund DistributionsRecordkeepingRed Flag RulesRegulated FundsRegulatory ActivitiesRegulatory AgenciesResearch FundamentalsRetail Investment Strategy (RIS)Retirement LegislationRetirement Plan ParticipationRetirement PlansRetirement PolicyRetirement ResearchRisk ManagementRisk OversightRoth IRARussiaSavingsSecurities and Exchange CommissionSecurities LendingService ProvidersShareholderShareholders' Use of InformationSmall FundsState IssuesState-Run Retirement PlansStats - XLSSustainabilitySwing PricingSwitzerlandSystemic RiskT+1Target Date FundsTax and Accounting ConferenceTax IncentivesTax Information ReportingTax LegislationTax ReformTaxesTech SummitTechnologyTradingTrading and Markets (International)Trading and Markets (US)Traditional IRATransfer AgencyTreasury DepartmentTrends Data FilesTrends in Mutual Fund InvestingUCITSUnit Investment Trusts (UITs)United KingdomUnited StatesUnited States ESGUS Households' Views on Retirement SavingsUS Taxation of Mutual Funds and ShareholdersValuationVariable Insurance ProductsVideo InterviewsWeekly Estimated Flow ReportsWorldwide Release Sort by DateA-ZZ-A More Comment Letter ICI Comment Letter to FINRA on the Modernization of Rule 2210 June 11, 2025—ICI submitted a letter to the European Commission on its call for evidence on... More More Comment Letter ICI Comment Letter to the European Commission on the Sustainable Finance Disclosure Regulation May 30, 2025—ICI submitted a letter to the European Commission on its call for evidence on... More More Comment Letter ICI Comment Letter with Recommendations to the DOT on Retirement Security Issues May 30, 2025—ICI submitted a letter to the Department of Treasury with recommendations regarding... More More Comment Letter ICI Response to the FCA's Second CCI Consultation May 28, 2025—ICI submitted a letter is response to the Financial Conduct Authority’s CP25/9, the... More More Comment Letter ICI Response to the CFTC on 24/7 Derivatives Trading May 23, 2025—ICI submitted a letter to the Commodity Futures Trading Commission in response to its... More More Comment Letter ICI Response to MAS Proposed Long-Term Investment Fund Framework May 23, 2025—ICI submitted a letter to the Monetary Authority of Singapore proposed regulatory... More More Comment Letter ICI Comment Letter on OMB's Request for Information on Deregulation May 12, 2025—ICI submitted a letter to the Office of Management and Budget in response to its... More More Comment Letter Joint Comment Letter Requesting an Extension of Compliance Dates for Amendments to Regulation S-P April 25, 2025—ICI submitted a joint comment letter requesting an extension of compliance dates for... More More Comment Letter ICI Comment Letter to Support FINRA's Proposed Exemption for Non-Traded BDCs April 21, 2025—ICI filed a letter with the SEC in support of FINRA's proposed rule change to create... More Load More
More Comment Letter ICI Comment Letter to FINRA on the Modernization of Rule 2210 June 11, 2025—ICI submitted a letter to the European Commission on its call for evidence on... More
More Comment Letter ICI Comment Letter to the European Commission on the Sustainable Finance Disclosure Regulation May 30, 2025—ICI submitted a letter to the European Commission on its call for evidence on... More
More Comment Letter ICI Comment Letter with Recommendations to the DOT on Retirement Security Issues May 30, 2025—ICI submitted a letter to the Department of Treasury with recommendations regarding... More
More Comment Letter ICI Response to the FCA's Second CCI Consultation May 28, 2025—ICI submitted a letter is response to the Financial Conduct Authority’s CP25/9, the... More
More Comment Letter ICI Response to the CFTC on 24/7 Derivatives Trading May 23, 2025—ICI submitted a letter to the Commodity Futures Trading Commission in response to its... More
More Comment Letter ICI Response to MAS Proposed Long-Term Investment Fund Framework May 23, 2025—ICI submitted a letter to the Monetary Authority of Singapore proposed regulatory... More
More Comment Letter ICI Comment Letter on OMB's Request for Information on Deregulation May 12, 2025—ICI submitted a letter to the Office of Management and Budget in response to its... More
More Comment Letter Joint Comment Letter Requesting an Extension of Compliance Dates for Amendments to Regulation S-P April 25, 2025—ICI submitted a joint comment letter requesting an extension of compliance dates for... More
More Comment Letter ICI Comment Letter to Support FINRA's Proposed Exemption for Non-Traded BDCs April 21, 2025—ICI filed a letter with the SEC in support of FINRA's proposed rule change to create... More
ICI Comment Letter to FINRA on the Modernization of Rule 2210
ICI Comment Letter to the European Commission on the Sustainable Finance Disclosure Regulation
ICI Comment Letter with Recommendations to the DOT on Retirement Security Issues
ICI Response to the FCA's Second CCI Consultation
ICI Response to the CFTC on 24/7 Derivatives Trading
ICI Response to MAS Proposed Long-Term Investment Fund Framework
ICI Comment Letter on OMB's Request for Information on Deregulation
Joint Comment Letter Requesting an Extension of Compliance Dates for Amendments to Regulation S-P
ICI Comment Letter to Support FINRA's Proposed Exemption for Non-Traded BDCs