International
Trading and Markets (International)
EU Markets Need to Commit to Catch up With the US on T+1
In May, the US and Canada moved from settling securities transactions two days after a trade to one...
ICI Global Response to SEBI on Regulations for Foreign Investors
ICI Global response to the SEBI on regulations to foreign portfolio investors.
T+1: The Next Step for Evolving Markets Globally
October 9, 2023—As financial services firms around the world institute processes and procedures to...
Foreign Direct Investment: Striking the Right Balance
In a world that is more interconnected than ever, it is important to fend off foreign threats to...
Joint Comment Letter on Equivalence and Recognition in Relation to UK CCPs (pdf)
ICI Global Response to EU Commission CSDR Consultation on Settlement Discipline Regime (pdf)
Joint Trade Association Letter Regarding Implementation of CSDR Settlement Discipline Regime (pdf)
Focus on Funds: Landmark European Financial Regulation Faces Reform
July 24, 2020—Regulators in the European Union are planning changes to MiFID that could affect...
High-Level Forum Report on Capital Markets Union Rightly Focuses on Potential of Retail Investment
High-Level Forum Report on Capital Markets Union Rightly Focuses on Potential of Retail Investment...
Comment Letter on the Japanese Foreign Exchange and Foreign Trade Act Draft Rules (pdf)
ICI: “Vitally Important" That Financial Markets Remain Open
Paul Schott Stevens, president and CEO of the Investment Company Institute, issued the following...
Focus on Funds: Global Capital Markets Offer New Opportunities
Focus on Funds Global Capital Markets Offer New Opportunities In the November 8, 2019, edition of...
Focus on Funds: Asia Is an Increasingly Large and Dynamic Investment Environment
Focus on Funds Asia Is an Increasingly Large and Dynamic Investment Environment China and Japan are...
Focus on Funds: China’s Capital Markets Beckon for Global Fund Managers
Focus on Funds China’s Capital Markets Beckon for Global Fund Managers China’s capital markets are...
ICI Global Joins Letter Urging UK Recognition of EEA Trading Venues in Preparation for Brexit (pdf)
ICI Global Joins Letter Urging EU Recognition of UK Trading Venues in Preparation for Brexit (pdf)
ICI Global and SIFMA AMG Submit Follow-up Letter to EU Policymakers on BRRD Moratorium Powers (pdf)
ICI Comment Letter on the SFC's Proposed Margin Requirements for Non-Centrally Cleared OTC Derivative Transactions (pdf)
Letter to Securities and Exchange Board of India on KYC Norms for Foreign Portfolio Investors (pdf)
ICI Letter to OFAC on Impact of Sanctions Against Russia on Regulated Funds (pdf)
ICI Submits Letter Requesting Extension of the Deadline for the FSB Survey on Incentives to Clear Derivatives (pdf)
Joint Trades Submit Comment Letter to the Legal Entity Identifier ("LEI") Regulatory Oversight Committee ("ROC") (pdf)
ICI Global Praises Effort to Foster Growth in the European Corporate Bond Market
London, 24 November 2017— ICI Global Managing Director Dan Waters issued the following statement...
ICI Global Submits Comment Letter on European Commission Proposal to Impose Location Requirement on Clearing Houses (pdf)
ICI Global Submits Letter to European Regulators Requesting Deferral and Reconsideration of Uncleared Swap Variation Margin Requirements for Physically-Settled Foreign Exchange Derivative Contracts (pdf)
Comment Letter on Host Economy Laws and Regulations for ARFP Funds (pdf)
For T+2, It’s All Systems Go
For T+2, It’s All Systems Go By Michael Bodson, Kenneth E. Bentsen Jr., and Paul Schott Stevens (As...
Market Access for Regulated Fund Managers in the United States and European Union (pdf)
ICI Global Response to the European Commission's Consultation on the CMU Mid-Term Review (pdf)
ICI Global Submits Comment Letter on FSB Consultation on Central Counterparty (Clearinghouse) Resolution and Resolution Planning (pdf)
ICI Global Submits Comment Letter on IOSCO Consultation on Order Routing Incentives (pdf)
Joint Trades Submit Supplemental Comment Letter to European Regulators Requesting Relief from the March 1 Variation Margin Compliance Date (pdf)
Financial Conduct Authority Urged to Recognise ‘Highly Competitive’ UK Fund Market
Financial Conduct Authority Urged to Recognise ‘Highly Competitive’ UK Fund Market ICI Global...
ICI Global Comment Letter on the Interim Report of the UK FCA's Asset Management Market Study (pdf)
Welcoming Remarks, 2016 Global Capital Markets Conference
Welcoming Remarks 2016 Global Capital Markets Conference Dan Waters Managing Director ICI Global 1...
ICI Global Submits Comment Letter to FSB on Resolution Planning for Central Counterparties (pdf)
ICI Global Responds to CPMI-IOSCO Consultation on Resilience and Recovery of Central Counterparties (pdf)
ICI Global Submits Comment Letter on IOSCO Consultation Report Examining Liquidity of the Secondary Corporate Bond Markets (pdf)
ICI Global Files Letter on Canadian Systemic Risk Legislation (pdf)
Final ICI Global Letter Regarding Norway's Major Shareholder Notification Requirements (pdf)
ICI Submits Comment Letter in Response to Swap Data Repository Rulebook
ICI Global Comment Letter to ESMA on the Liquidation Period Applied by Central Counterparties for Calculating Client Margin (pdf)
ICI Global Responds to European Commission Consultation on Remuneration Under CRD IV (pdf)
Beyond the Idea Stage
Beyond the Idea Stage By Dan Waters (As published in Funds Europe, 21 December, 2015) A global...
ICI Global Responds to European Commission Consultation on EMIR Implementation Review (pdf)
Promoting and Preserving Vibrant Capital Markets
Promoting and Preserving Vibrant Capital Markets Confederation of Indian Industry Mutual Fund Summit...
Regulation by Conjecture: Central Bankers’ Push to Regulate Capital Markets
Regulation by Conjecture: Central Bankers’ Push to Regulate Capital Markets Dutch Fund and Asset...
ICI Global Letter on FCA Discussion Paper on Approach to Implementation of MiFID Conduct of Business and Organisational Requirements (pdf)
Response to EC Consultation on an EU Framework for Simple, Transparent and Standardised Securitisation (pdf)
A Strong Footing: The Critical Role of Capital Markets in the Post-Crisis World
A Strong Footing: The Critical Role of Capital Markets in the Post-Crisis World Luncheon Keynote...