Home Financial Services Regulatory Reform Resource Center
Passage of the Dodd-Frank Wall Street Reform and Consumer Protection Act has launched a new phase of financial regulatory reform. As regulators begin work on the hundreds of new rules, reports, and studies mandated by the Dodd-Frank Act, ICI will be an active participant in these efforts on behalf of funds and their shareholders, directors and advisers.
ICI will update this page as events unfold.
Dodd-Frank Regulatory Activity
- ICI Applauds House Passage of the Financial CHOICE Act
Thu Jun 08 00:00:00 EDT 2017
- ICI Applauds House Financial Services Committee Passage of the Financial CHOICE Act
Thu May 04 00:00:00 EDT 2017
- ICI Sends Letter to US Federal Reserve Board Urging Immediate Action on Volcker Rule Implementation Issues Affecting Regulated Funds (pdf)
Mon Jun 01 00:00:00 EDT 2015
- ICI Submits Comment Letter on SEC's Proposal to Require Disclosure of Hedging by Employees and Directors (pdf)
Mon Apr 20 00:00:00 EDT 2015
- ICI Comment Letter on Proposed Qualified Financial Contract Recordkeeping Rules That Would Apply to SIFIs and Certain RICs (pdf)
Wed Apr 08 00:00:00 EDT 2015
- ICI Files Comment Letter on Application of Risk Retention Proposal to Third-Party Tender Options Bond Structure (pdf)
Wed Jul 16 00:00:00 EDT 2014
- ICI Comments on Proposed Standards for Assessing Financial Institutions Policies and Practices for Diversity and Inclusion (pdf)
Mon Dec 23 00:00:00 EST 2013
- ICI Comment Letter on OFR Asset Management and Financial Stability Study (pdf)
Fri Nov 01 00:00:00 EDT 2013
- ICI Submits Comment Letter on Credit Risk Retention Re-Proposal for Asset-Backed Securities (pdf)
Wed Oct 30 00:00:00 EDT 2013
- ICI Comments on Proposed Enhanced Prudential Standards for Foreign Banking Organizations and Foreign "SIFIs" (pdf)
Tue Apr 30 00:00:00 EDT 2013
ICI Report
- Financial Services Regulatory Reform: Discussion and Recommendations (pdf)
Mon Mar 02 00:00:00 EST 2009
Testimony
- Oral Testimony for House Hearing: Examining the Impact of the Volcker Rule on Markets, Businesses, Investors and Job Creation, Part II
Thu Dec 13 00:00:00 EST 2012
- Written Testimony for House Hearing: Examining the Impact of the Volcker Rule on Markets, Businesses, Investors and Job Creation, Part II (pdf)
Thu Dec 13 00:00:00 EST 2012
- Written Testimony for House Hearing: The Impact of Dodd-Frank on Customers, Credit, and Job Creators (pdf)
Tue Jul 10 00:00:00 EDT 2012
- Oral Testimony for House Hearing: The Impact of Dodd-Frank on Customers, Credit, and Job Creators
Tue Jul 10 00:00:00 EDT 2012
- ICI's Stevens Calls for Effective Systemic Risk Council
Thu Jul 23 00:00:00 EDT 2009
- ICI Testifies in Support of Regulatory Reform to Enhance Investor Protections
Fri Jul 17 00:00:00 EDT 2009
- ICI President Presents Proposal for Regulatory Reform
Tue Mar 10 00:00:00 EDT 2009
Speeches, Statements, & News Releases
- ICI Applauds House Passage of the Financial CHOICE Act
Thu Jun 08 00:00:00 EDT 2017
- ICI Applauds House Financial Services Committee Passage of the Financial CHOICE Act
Thu May 04 00:00:00 EDT 2017
- ICI Statement for Joint House Subcommittee Hearing on Impact of the Volcker Rule (pdf)
Wed Jan 18 00:00:00 EST 2012
- ICI Statement on Enactment of Financial Regulatory Reform Bill
Wed Jul 21 00:00:00 EDT 2010
- Institute Letter on Restoring American Financial Stability Act of 2010 (House) (pdf)
Thu Jun 03 00:00:00 EDT 2010
- ICI Statement on U.S. Senate Approval of Regulatory Reform Bill
Fri May 21 00:00:00 EDT 2010
- Institute Letter on U.S. Senate Amendment 3991, Credit Ratings (pdf)
Thu May 13 00:00:00 EDT 2010
- Institute Letter on Restoring American Financial Stability Act of 2010 (Senate) (pdf)
Thu Apr 29 00:00:00 EDT 2010
- ICI Statement on House Passage of Regulatory Reform Bill
Fri Dec 11 00:00:00 EST 2009
- Why Mutual Funds Do Not Pose Systemic Risk
Wed Nov 11 00:00:00 EST 2009
Other Resources
- Letter to the Editor: On Fiduciary Rule, New York Times Relies on Fatally Flawed ResearchApr 8, 2015
- U.S. House Committee on Financial Services
- U.S. Senate Committee on Banking, Housing, and Urban Affairs
- A Joint Report of the SEC and the CFTC on Harmonization of Regulation (pdf)
- Senate Banking Committee Hearing: "Establishing a Framework for Systemic Risk Regulation"
- House Committee on Financial Services Hearing: Industry Perspectives on the Obama Administration's Financial Regulatory Reform Proposals
- President Obama's Speech: Remarks by the President on 21st Century Financial Regulatory Reform
- Obama Administration Plan: Financial Regulatory Reform: A New Foundation (pdf)
- Senate Banking Committee Hearing: "Enhancing Investor Protection and the Regulation of Securities Markets"
