Comment Letter
ICI Files Comment Letter with SEC Supporting FINRA Rules to Protect Senior Investors (pdf)
Video
Webinar: Preparing for Broker-Dealer of Record and Custodian Resignations—What You Need to Know
Comment Letter
ICI Files Letter with FINRA on Proposed Changes to its Non-Cash Compensation Rules (pdf)
Comment Letter
ICI Comment Letter to SEC on Investment Company Reporting Modernization (pdf)
Comment Letter
ICI Files Letter with SEC Supporting Adoption of FINRA Pay-to-Play Rule, Rule 2390 (pdf)
Comment Letter
ICI Submits Comment Letter on FINRA's Proposed Rules to Address Senior Exploitation (pdf)
Comment Letter