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WEBINAR

Preparing for Broker-Dealer of Record and Custodian Resignations—What You Need to Know

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Webinar: Preparing for Broker-Dealer of Record and Custodian Resignations—What You Need to Know

ICI’s webinar on November 9, 2016, explored how best to process broker-dealer of record and custodian resignations prompted by the Department of Labor’s fiduciary rule.

 

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