Money Market Fund Reform Implementation Resource Center
Retail Versus Institutional Customers Working Group
The Retail Versus Institutional Customers Working Group is addressing the operational challenges of categorizing money market fund shareholders as retail or institutional, based on definitions outlined within the final rules. The working group will identify common practices in the following areas:
- Reviewing existing account populations
- Identifying shareholder accounts that may need to be converted into another product or type of money market fund
- Communicating with shareholders and intermediary partners regarding the retail versus institutional process
- Ongoing monitoring of shareholder eligibility
Final Documents
Resource Document
Oversight of Intermediaries Under Amendments to Rule 2a-7 (pdf)
Resource Document
Annotated Prototype Policy and Procedures (pdf)
Resource Document
Money Market Fund Reform Implementation: Form Amendment (pdf)
Resource Document
Certificate of Beneficial Ownership of Retail Fund Shares (pdf)
Resource Document
Limitations on Beneficial Ownership of Retail Fund Shares (pdf)
Resource Document
Money Market Fund Reform Implementation: Communication Considerations (pdf)
Resource Document
Money Market Fund Social Code Categorization Matrix (pdf)
Resource Document