Background
- SEC’s 2022 Liquidity, Swing Pricing, Hard Close, and Form N-PORT proposal (pdf)
November 2, 2022
- SEC Liquidity Disclosure Amendments (pdf)
June 28, 2018
- SEC Staff Frequently Asked Questions: Investment Company Liquidity Risk Management Programs
Feb 22, 2018
- SEC Interim Final Rule on Investment Company Liquidity Risk Management Programs (pdf)
Feb 22, 2018
- SEC Final Rule on Investment Company Liquidity Risk Management Programs (Adopting Release) (pdf)
Oct 13, 2016
ICI Comment Letters on SEC Liquidity
Comment Letter
Supplemental Comment Letter on SEC Proposal’s Effect on Funds Holding Bank Loans
On December 22, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint...
Comment Letter
Supplemental Comment Letter on SEC’s 2022 Liquidity, Swing Pricing, and Hard Close Proposal
The Investment Company Institute and ICI Southwest are writing to express our joint concerns with...
Comment Letter
ICI Comment Letter on the SEC's Liquidity Disclosure Proposal (pdf)
Comment Letter
ICI Supplemental Comments to SEC on Investment Company Liquidity Risk Management Programs (pdf)
Comment Letter
ICI Submits Letter to SEC Chairman Clayton on Liquidity and Fund Reporting Rules (pdf)
More
ICI Submits Supplemental Comment Letter on SEC Liquidity Risk Management Proposal (pdf)
ICI Research Comment Letter on SEC Liquidity Proposal (pdf)
IDC Comment Letter on SEC Liquidity Risk Management Proposal (pdf)
ICI Comment Letter on SEC Liquidity Proposal (pdf)
Summary of ICI and IDC Comments on the SEC’s Liquidity Risk Management Proposal (pdf)
ICI News Releases
ICI Applauds SEC Action to Amend Liquidity Disclosures and Propose a New Rule for Exchange-Traded Funds
ICI Applauds SEC Action to Amend Liquidity Disclosures and Propose a New Rule for Exchange-Traded...
ICI Supports SEC’s Fund Liquidity Disclosure Proposal
ICI Supports SEC’s Fund Liquidity Disclosure Proposal Institute Agrees That Narrative in Shareholder...
ICI Welcomes Treasury Report on Asset Management Regulation
ICI Welcomes Treasury Report on Asset Management Regulation Stands Ready to Help Advance...
ICI Statement on Final SEC Liquidity and Data Reporting Rules
ICI Statement on Final SEC Liquidity and Data Reporting Rules Washington, DC, October 13, 2016 —...
ICI Supports Establishing Formal Liquidity Risk Management Programs for Funds
ICI Supports Establishing Formal Liquidity Risk Management Programs for Funds Comments Seek...
ICI Statement on SEC Action on Liquidity Risk Management Programs for Mutual Funds
ICI Statement on SEC Action on Liquidity Risk Management Programs for Mutual Funds Washington, DC...
More ICI Resources
Focus on Funds: US Liquidity Management Rules Draw Global Interest
Focus on Funds US Liquidity Management Rules Draw Global Interest The US Securities and Exchange...
Focus on Funds: Funds Prepare for Imminent Changes to Liquidity Management Rules
Focus on Funds Funds Prepare for Imminent Changes to Liquidity Management Rules New Securities and...
Mutual Fund Liquidity: FAQs
Frequently Asked Questions About Mutual Fund Liquidity What is liquidity? The term liquidity can...
Focus on Funds: ICI Helps Members Prepare for New Liquidity Management Rule
Focus on Funds ICI Helps Members Prepare for New Liquidity Management Rule Asset managers are...
Focus on Funds: Industry Prepares for New Liquidity Management Regime
Focus on Funds Industry Prepares for New Liquidity Management Regime The US Securities and Exchange...
Quick Take: ICI Response to SEC’s Liquidity Management Proposal
Quick Take: ICI Response to SEC’s Liquidity Management Proposal The SEC’s Proposed Minimum Liquidity...
Focus on Funds: SEC Liquidity Proposal: Good Goals, Unintended Consequences
Focus on Funds SEC Liquidity Proposal: Good Goals, Unintended Consequences The January 15, 2016...
Liquidity Risk Management Must Be Done Right
The following ICI Viewpoints is a lightly edited version of a letter that ICI President and CEO Paul...
How the SEC’s Six-Bucket Approach Could Provide a False Picture of Liquidity
As I explained in a previous post, I filed a letter on January 13 with the U.S. Securities and...
The SEC’s Liquidity Proposal: Good Goals, Unintended Consequences
On January 13, I filed a letter with the U.S. Securities and Exchange Commission (SEC), in response...