Home Liquidity Risk Management Program Rule Resource Center
Liquidity Risk Management Program Rule Resource Center
The SEC has adopted a liquidity risk management program rule and related reporting and disclosure requirements for mutual funds (except for money market funds) and open-end ETFs. The SEC subsequently extended the compliance dates for certain of these new requirements. And, in June 2018, the SEC amended certain liquidity disclosures.
This resource center is designed to assist members in understanding these new requirements, implementing their liquidity risk management programs, and administering them going forward. Contact Matt Thornton (matt.thornton@ici.org or 202-371-5406) for more information or if you need further assistance.
Financial Stability Resources
ICI has addressed the subject of fund liquidity extensively in response to inquiries and papers from other regulatory bodies. Visit our Financial Stability Resource Center for material related to liquidity and other topics.
