Resources

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One Pager

SEC Proposal Would Overhaul a System That Works for Investors (pdf)

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News Release

ICI Statement on CFTC Proposed Rule on Margin Requirements for Uncleared Swaps

October 12, 2023—ICI Deputy General Counsel for Markets, SMAs & CITs Sarah Bessin released the...
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ICI Viewpoints

The SEC’s Multi-Rule Pileup

October 3, 2023—There’s a reason that stoplights don’t flash red, yellow and green at the same time...
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Comment Letter

ICI Comment Letter on the Need to Account for the Aggregated Impact of the Commission’s Rulemaking (...

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Comment Letter

ICI Comment Letter on NYDFS Industry Guidance Proposal (pdf)

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ICI Viewpoints

Financial Stability Board Should Rethink Its Agenda on Non-Bank Financial Intermediation

Non-bank financial intermediation (NFBI)—encompassing a broad range of capital sources, including...
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ICI Viewpoints

Fact Checking SEC Statements on Money Market Fund Reform

For more than 80 years, our part of the financial industry – mutual funds, ETFs, and money market...
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Speech

The Future of Regulated Funds: Modernizing the ’40 Act

I’m sure you noticed that we’ve renamed this conference. What used to be called the “Mutual Funds...
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ICI Viewpoints

The Harms of HSR Aggregation: Antitrust’s Misunderstanding of Mutual Funds and Their Investors

Antitrust authorities are considering serious changes to the antitrust rules that, if enacted, would...