Resources

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Comment Letter

Joint Comment Letter on Effect of Stay of Public Company Climate Rule on Fund and Adviser ESG Propos...

On April 8, 2024, the Investment Company Institute (ICI) and ICI Southwest submitted a supplemental...
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News Release

ICI Applauds Senate Bill to Protect Retail Investors

February 6, 2024—ICI President and CEO Eric Pan released the following statement after Senate...
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Comment Letter

ICI Comment Letter on Regulatory Capital Rule: Large Banking Organizations and Banking Organizations...

ICI has filed two letters in response to the joint notice of proposed rulemaking issued by the Board...
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Comment Letter

ICI Supplemental Comment Letter on Regulatory Capital Rule: Large Banking Organizations and Banking ...

ICI has filed two letters in response to the joint notice of proposed rulemaking issued by the Board...
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Comment Letter

Joint Comment Letter to the SEC on ESG Disclosures

On November 30, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint...
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One Pager

SEC Proposal Would Overhaul a System That Works for Investors (pdf)

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News Release

ICI Statement on CFTC Proposed Rule on Margin Requirements for Uncleared Swaps

October 12, 2023—ICI Deputy General Counsel for Markets, SMAs & CITs Sarah Bessin released the...
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ICI Viewpoints

The SEC’s Multi-Rule Pileup

October 3, 2023—There’s a reason that stoplights don’t flash red, yellow and green at the same time...
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Comment Letter

ICI Comment Letter on the Need to Account for the Aggregated Impact of the Commission’s Rulemaking

ICI recently submitted this letter to the SEC noting that it has issued a wide range of...