Resources

More
White Paper

Macroprudential Tools for Regulated Investment Funds – An Assessment of Suitability

A number of central banks in the European Union (EU) are calling for the development of a new layer...
More
Comment Letter

Joint Comment Letter on Effect of Stay of Public Company Climate Rule on Fund and Adviser ESG Propos...

On April 8, 2024, the Investment Company Institute (ICI) and ICI Southwest submitted a supplemental...
More
News Release

ICI Applauds Senate Bill to Protect Retail Investors

February 6, 2024—ICI President and CEO Eric Pan released the following statement after Senate...
More
Comment Letter

ICI Comment Letter on Regulatory Capital Rule: Large Banking Organizations and Banking Organizations...

ICI has filed two letters in response to the joint notice of proposed rulemaking issued by the Board...
More
Comment Letter

ICI Supplemental Comment Letter on Regulatory Capital Rule: Large Banking Organizations and Banking ...

ICI has filed two letters in response to the joint notice of proposed rulemaking issued by the Board...
More
Comment Letter

Joint Comment Letter to the SEC on ESG Disclosures

On November 30, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint...
More
One Pager

SEC Proposal Would Overhaul a System That Works for Investors (pdf)

More
News Release

ICI Statement on CFTC Proposed Rule on Margin Requirements for Uncleared Swaps

October 12, 2023—ICI Deputy General Counsel for Markets, SMAs & CITs Sarah Bessin released the...
More
ICI Viewpoints

The SEC’s Multi-Rule Pileup

October 3, 2023—There’s a reason that stoplights don’t flash red, yellow and green at the same time...