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ICI Viewpoints

SEC Proposal Slams the Brakes on Tech Progress

November 3, 2023—Technological innovation in the financial services industry has driven huge...

One Pager

SEC’s Anti-Tech Proposal Threatens Innovation for Investors (pdf)

Comment Letter

ICI Comment Letter with SEC on Predictive Data Analytics Proposal

On July 26, 2023, the SEC proposed new rules (the "Proposal") that would require broker-dealers and...

ICI Viewpoints

The SEC’s Multi-Rule Pileup

October 3, 2023—There’s a reason that stoplights don’t flash red, yellow and green at the same time...

Comment Letter

Joint Trades Comment Letter on Predictive Data Analytics Proposal (pdf)

ICI Viewpoints

ICI Tech Summit – Top 5 Takeaways

On November 8–9, ICI hosted the 2022 Tech Summit, the first event ICI event celebrating the...

Speech

Harnessing the Power of Fintech for the Benefit of Long-Term Individual Investors

Eric J. Pan ICI President and CEO's keynote speech on how the digital transformation is affecting...

Podcast

ICI President and CEO Reflects on Member Priorities After a Turbulent Year

In an appearance on Bloomberg Businessweek, Eric J. Pan discusses the most pressing concerns for ICI...

Speech

Assessing the Impact of Global Regulatory Reform—Are We Best Serving the Markets and Investors?

Assessing the Impact of Global Regulatory Reform—Are We Best Serving the Markets and Investors? Ari...

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