Resources

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Comment Letter

Joint Comment Letter on Effect of Stay of Public Company Climate Rule on Fund and Adviser ESG Propos...

On April 8, 2024, the Investment Company Institute (ICI) and ICI Southwest submitted a supplemental...
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Comment Letter

Joint Comment Letter to the SEC on ESG Disclosures

On November 30, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint...
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ICI Viewpoints

Proxy Advisory Firms—Killing Closed-End Funds Softly with Their Policies

October 25, 2023—Closed-end funds (CEFs) trying to fend off hostile hedge funds and other activist...
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One Pager

Closed-End Fund Activism (pdf)

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News Release

ICI: SEC Has Missed the Mark in Money Market Fund Rulemaking

ICI President and CEO Eric Pan released the following statement regarding the Securities and...
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ICI Viewpoints

Setting the Record Straight on Dilution, First-Mover Advantage, and Financial Stability Risk

Policymakers are laser-focused on a concept in open-ended funds called dilution, suggesting that it...
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ICI Viewpoints

Shareholder Activism Threatens Closed-End Funds and Their Investors

Over the past 80 years, closed-end funds (CEFs) have helped millions of Americans achieve their long...
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Comment Letter

ICI Comment Letter on Safeguarding Advisory Client Assets

The Investment Company Institute fully agrees with the Commission’s goals to protect the integrity...
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News Release

ICI: SEC’s Safeguarding Proposal Would Upend Decades of Established Practice

ICI President and CEO Eric Pan released the following statement regarding the Securities and...