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How will regulatory developments affect your firm?

At this informative one-day event, attendees learned about the latest regulatory issues and how the fund industry is addressing them. The 2019 Securities Law Developments Conference took place on December 3 at the Grand Hyatt in Washington, DC.

FEATURED SPEAKERS

Dalia Blass Hester Pierce

DALIA BLASS

Director
Division of Investment Management
US Securities and Exchange Commission

HESTER M. PEIRCE

Commissioner
US Securities and Exchange Commission

PROGRAM HIGHLIGHTS

Attendees heard from regulatory and industry experts on timely topics, including:

  • Upcoming regulatory developments
  • Standards of conduct
  • ESG (environmental, social, and governance) investing
  • Fund innovation
  • LIBOR transition
  • SEC examinations and enforcement

For more details, see the final program.

THANK YOU TO OUR SPONSORS

Dechert   Ropes&Gray