Date: January 27, 2017 Operational Considerations of the DOL Fiduciary Rule for Accounts Held Direct-at-Fund (pdf)
Date: January 27, 2017 Operational Considerations of the DOL Fiduciary Rule for Accounts Held Direct-at-Fund (pdf)
Date: January 11, 2017 Evaluating Investor Communication Touchpoints in Response to the DOL Fiduciary Rule (pdf)
Date: January 11, 2017 Evaluating Investor Communication Touchpoints in Response to the DOL Fiduciary Rule (pdf)
Date: October 25, 2016 Operational Process Flows and Considerations Related to Dealer/Custodian Resignations in Response to the Fiduciary Rule (pdf)
Date: September 21, 2016 Highlights from the 2016 International Private Pension Systems Conference (pdf)
Date: August 19, 2016 The Evolution of the Financial Intermediary Controls and Compliance Assessment (pdf)
Date: February 23, 2016 French Translation: Executive Summary: Insights from the 2015 Global Retirement Savings Conference (pdf)