Date: January 21, 2020 Decoding Retirement: A Detailed Look at Retirement Distributions Reported on Tax Returns (pdf)
Date: July 1, 2019 ICI Mutual: Shareholder Litigation in the Fund Industry: A Guide for Investment Advisers and Fund Independent Directors (pdf)
Date: March 14, 2019 Statement for Senate Hearing on Financial Stability Oversight Council Nonbank Designations (pdf)
Date: February 26, 2019 Operational Process Flows and Considerations Related to Dealer/Custodian Resignations (pdf)
Date: February 26, 2019 Operational Process Flows and Considerations Related to Dealer/Custodian Resignations (pdf)
Date: June 20, 2018 Statement for House Hearing on Empowering a Pro-Growth Economy by Cutting Taxes and Regulatory Red Tape (pdf)