Date: October 19, 2022 Talent Connection: Learn About Legal and Compliance Career Opportunities in the Asset Management Industry Slides (pdf)
Date: October 12, 2022 Talent Connection: Learn About Career Opportunities in the Asset Management Industry Slides (pdf)
Date: October 11, 2022 ICI Comment Letter on Proposed Amendment to Prohibited Transaction Class Exemption 84-14
Date: October 10, 2022 ICI Supplemental Comment Letter on the SEC’s 2020 Disclosure Proposal Related to Performance Benchmarks
Date: October 7, 2022 ICI Comment Letter to CFTC and SEC on CCP Governance and Conflicts of Interest Proposals
Date: October 3, 2022 ICI Comment Letter to FINRA and MSRB Regarding Shortening Trade Reporting Timeframes