Date: December 29, 2014 ICI Files Comment Letter with SEC Opposing MSRB's "One-Size-Fits-All" Qualification Examination for Municipal Advisors (pdf)
Date: December 22, 2014 ICI Global Comment Letter to HK Authorities on Further Consultation on Reporting and Recordkeeping Obligations for OTC Derivative Transactions (pdf)
Date: December 15, 2014 ICI Comment Letter on FINRA’s Notice 15-50 Relating to Proposed “Pay to Play” Rules (pdf)
Date: December 12, 2014 Focus on Funds: Report from the Global Trading and Market Structure Conference
Date: December 10, 2014 IDC Webinar: Core Responsibilities of Fund Directors - Session 5: Specific Regulatory Responsibilities Archive Recording
Date: December 10, 2014 ICI Letter to Department of Labor Secretary Perez on Re-Proposal of Fiduciary Rule (pdf)