Policy Priorities

Compliance

More

The US Retirement System Is Stronger Than Critics Portray

As policymakers take further steps to assist families and businesses weathering the storm, Congress...
More

Congress Should Give Americans Flexibility to Keep Retirement Savings on Track

As policymakers take further steps to assist families and businesses weathering the storm, Congress...
More

A New Benchmark for Distribution Oversight

As policymakers take further steps to assist families and businesses weathering the storm, Congress...
More
Comment Letter

Comment Letter on Remuneration Aspects of FCA's DP20/2: Prudential Requirements for MiFID Investment...

More
White Paper

Financial Intermediary Controls and Compliance Assessment Engagements (pdf)

More
Comment Letter

ICI Files Comment Letter with CFTC Supporting Prohibition on Post-Trade Name Give-Up (pdf)

More
Comment Letter

ICI Letter on SEC’s Concept Release on Securities Offering Exemptions (pdf)

More
Video

Focus on Funds: Fund Directors and CCOs Work Together to Benefit Shareholders

Focus on Funds Fund Directors and CCOs Work Together to Benefit Shareholders Independent directors...
More
Video

Focus on Funds: Fund Directors and CCOs Work Together to Benefit Shareholders

Focus on Funds Fund Directors and CCOs Work Together to Benefit Shareholders Independent directors...