Policy Priorities

Fund Governance

Directors and Fund Governance

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ICI Viewpoints

The Independent Directors Council: 20 Years of Advancing Excellence in Fund Governance

February 29, 2024—In May 2004, the Investment Company Institute formed the Independent Directors...
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Research

Summary of Recent ICI Research on First-Mover Advantage, Dilution, and Systemic Risk in Open-End Fun...

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Comment Letter

ICI and IDC Joint Comment Letter to the PCAOB's Proposed Amendments

On August 7, 2023, the Investment Company Institute and Independent Directors Council filed a joint...
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White Paper

Navigating Intermediary Relationships (pdf)

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Comment Letter

ICI Comment Letter to CFTC and SEC on CCP Governance and Conflicts of Interest Proposals

ICI filed this comment letter with the CFTC on its DCO governance rule proposal and the SEC on its...
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Comment Letter

ICI Comment Letter on the SEC's Rule 14a-8 Proposal

In July 2022, the SEC proposed amendments to Rule 14a-8 (the shareholder proposal rule) by a 3-2...
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ICI Viewpoints

2020 Annual Report to Members: A Conversation with IDC Managing Director Thomas Kim

As Thomas Kim finished his first year as IDC's managing director, he sat down to discuss the...
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November 3, 2020
#32890

SEC's New Rule on Funds' Use of Derivatives: Summary of Fund Board Responsibilities

[32890] November 3, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Alternative...
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Comment Letter

Letter on Proposed Amendments to SEC Auditor Independence Rule (pdf)