Home Policy Priorities Fund Governance Directors & Fund Governance
- Focus on Funds: Fund Directors and CCOs Work Together to Benefit Shareholders
Fri May 26 00:00:00 EDT 2017
- IDC Comments on SEC's Universal Proxy Proposal (pdf)
Tue Jan 10 00:00:00 EST 2017
- Letter to the Editor, New York Times: A Proposal that Should Be PoppedDec 15, 2016
- IDC and ICI Global Letter on CBI Consultation on Fund Management Company Effectiveness (CP86) (pdf)
Thu Aug 25 00:00:00 EDT 2016
- Focus on Funds: IDC Responds to SEC Overreach
Fri Jul 22 00:00:00 EDT 2016
- Fund Governance: A Successful, Evolving Model (pdf)
Wed Jun 29 00:00:00 EDT 2016
- Overview of Fund Governance Practices, 1994-2014 (pdf)
Tue Oct 27 00:00:00 EDT 2015
- ICI And IDC File Brief With U.S. Supreme Court In Northstar v. Schwab (pdf)
Fri Aug 28 00:00:00 EDT 2015
- ICI and IDC File Amicus Brief in Northstar v. Schwab (pdf)
Tue Apr 14 00:00:00 EDT 2015
- ICI and IDC Submit Amicus Brief to the Ninth Circuit Court of Appeals (pdf)
Thu Apr 02 00:00:00 EDT 2015
- IDC/ICI Comment Letter on PCAOB Auditor Reporting Model (pdf)
Wed Dec 11 00:00:00 EST 2013
- Overview of Fund Governance Practices, 1994-2012 (pdf)
Mon Sep 30 00:00:00 EDT 2013
- IDC Comment Letter on SEC's Proposal To Permit General Solicitation and General Advertising By Privately Offered Funds (pdf)
Fri Oct 05 00:00:00 EDT 2012
- ICI Submits Comment Letter on SEC's Concept Release on Funds' Use of Derivatives (pdf)
Mon Nov 07 00:00:00 EST 2011
- Fund Boards Follow Strong Governance Practices to Best Serve Shareholders
Wed Oct 19 00:00:00 EDT 2011
- IDC and ICI Paper Examines Board Oversight of Risk Management
Tue Oct 04 00:00:00 EDT 2011
- ICI and IDC Applaud U.S. Court of Appeals Decision to Vacate SEC Proxy Access Rule
Fri Jul 22 00:00:00 EDT 2011
- ICI and IDC Comment Letters on CFTC Proposal to Narrow Rule 4.5 Exclusion for Funds
Tue Apr 12 00:00:00 EDT 2011
- ICI Files Comment Letter with FINRA on FINRA's Disclosure Document Proposal (pdf)
Fri Dec 24 00:00:00 EST 2010
- ICI, IDC File Brief in Case Challenging SEC Proxy Access Rules
Fri Dec 10 00:00:00 EST 2010
- ICI Comment Letter on the SEC Proposal to Replace Rule 12b-1 with a New Distribution Framework (pdf)
Fri Nov 05 00:00:00 EDT 2010
- IDC Comment Letter on SEC's Proposal To Replace Rule 12b-1 With New Regulatory Framework (pdf)
Fri Nov 05 00:00:00 EDT 2010
- ICI Testimony: House Subcommittee on Capital Markets, Insurance, and Government
Wed Apr 21 00:00:00 EDT 2010
- ICI/IDC Letter to SEC Re: Facilitating Shareholder Director Nominations (pdf)
Wed Apr 07 00:00:00 EDT 2010
- Navigating Intermediary Relationships (pdf)
Wed Sep 30 00:00:00 EDT 2009
- Overview of Fund Governance Practices, 1994-2008 (pdf)
Wed Sep 30 00:00:00 EDT 2009
- IDC Comment Letter on Governance Disclosure Proposal (pdf)
Tue Sep 15 00:00:00 EDT 2009
- IDC Supreme Court Brief in Jones v. Harris (pdf)
Thu Sep 03 00:00:00 EDT 2009
- ICI Files Supreme Court Brief in Jones v. Harris (pdf)
Thu Sep 03 00:00:00 EDT 2009
- ICI Comments on NYSE Proposal Regarding Broker Voting on Elections of Directors
Wed Apr 01 00:00:00 EDT 2009
- Oversight of Fund Proxy Voting (pdf)
Thu Jul 10 00:00:00 EDT 2008
- ICI Releases Broad Study of Fund Proxy Votes
Thu Jul 10 00:00:00 EDT 2008
- Fund Boards Increase Commitment to Shareholders
Thu Nov 08 00:00:00 EST 2007
- Overview of Fund Governance Practices, 1994–2006 (pdf)
Wed Nov 07 00:00:00 EST 2007
- SEC Adopts Rules Requiring Online Proxy Materials
Thu Aug 02 00:00:00 EDT 2007
- ICI Comment Letter on Rule 12b-1 (pdf)
Thu Jul 19 00:00:00 EDT 2007
- ICI Comment Letter on SEC Proposal to Require Issuers to Make Proxy Materials Available on the Internet (pdf)
Fri Mar 30 00:00:00 EDT 2007
- Comment Letter on Economic Papers Relating to Fund Governance (pdf)
Fri Mar 02 00:00:00 EST 2007
- Costs of Eliminating Discretionary Broker Voting on Uncontested Elections of Investment Company Directors (pdf)
Thu Dec 21 00:00:00 EST 2006
- ICI Members Comment on Impact of Fund Governance Rules on Small Funds (pdf)
Mon Aug 21 00:00:00 EDT 2006
- Comment Letter: ICI's Additional Comments on Fund Governance Rules (pdf)
Mon Aug 21 00:00:00 EDT 2006
- ICI Comments on Executive, Director Compensation Proposal (pdf)
Mon Apr 10 00:00:00 EDT 2006
- Institute Letter on NASD Proposal Relating to Business Entertainment Expenses (pdf)
Thu Feb 23 00:00:00 EST 2006
- SEC Proposes Amendments to Disclosure of Executive and Director Compensation, February 2006
Tue Feb 14 00:00:00 EST 2006
- ICI Comment Letter on SEC Proposal Regarding Internet Availability of Proxy Materials (pdf)
Mon Feb 13 00:00:00 EST 2006
- SEC Approves Bond Fund Volatility Rating Proposal, January 2006
Wed Jan 18 00:00:00 EST 2006
- SEC Readopts Fund Governance Rules, July 2005
Fri Jul 08 00:00:00 EDT 2005
- ICI Comments on SEC Review of Fund Governance Requirements (pdf)
Mon Jun 27 00:00:00 EDT 2005
- ICI Issues Statement on SEC Review of Independent Chair Rule
Thu Jun 23 00:00:00 EDT 2005
- ICI Issues Statement on U.S. Court of Appeals Action on Independent Chair Rule
Tue Jun 21 00:00:00 EDT 2005
- ICI Comments on IOSCO Fund Governance Report (pdf)
Wed May 11 00:00:00 EDT 2005
- European Commission Adopts Recommendations Regarding Independence, Compensation of Directors, October 2004
Tue Oct 26 00:00:00 EDT 2004
- SEC Chairman Addresses Directors Conference
Thu Oct 21 00:00:00 EDT 2004
- SEC Bans Directed Brokerage Practices, September 2004
Wed Sep 08 00:00:00 EDT 2004
- ICI Comments on Directors' Independence (pdf)
Wed Aug 25 00:00:00 EDT 2004
- New Rules Governing Fund Directors Adopted by SEC, July 2004
Wed Jul 28 00:00:00 EDT 2004
- ICI Supports SEC's Proposed Disclosures About the Work of Mutual Fund Directors
Mon Apr 26 00:00:00 EDT 2004
- ICI Supports Efforts to Reinforce Fund Director Independence, March 2004
Wed Mar 10 00:00:00 EST 2004
- ICI Comments on SEC's Fund Governance Proposal (pdf)
Wed Mar 10 00:00:00 EST 2004
- Industry Leader Testifies on Fund Governance, Disclosure, and Fees
Thu Feb 26 00:00:00 EST 2004
- ICI Comments on New Chief Compliance Officer Rule (pdf)
Thu Feb 05 00:00:00 EST 2004
- "Best Execution": FAQs
Thu Jan 22 00:00:00 EST 2004
- Institute Recommends Changes to NYSE Corporate Governance Proposal (pdf)
Tue Dec 02 00:00:00 EST 2003
- ICI Board Recommends Two New Governance Standards; Urges Universal Adoption of 17 Best Practices for Mutual Fund Directors, October 2003
Tue Oct 07 00:00:00 EDT 2003
- Comment Letter on Proposed Disclosure Regarding Director Nomination, Communication Processes (pdf)
Mon Sep 15 00:00:00 EDT 2003
- Comment Letter on EU Approach to Improving Shareholder Rights in Europe (pdf)
Thu Aug 07 00:00:00 EDT 2003
- House Committee Passes Amended Version of Fund Industry Legislation, July 2003
Fri Jul 25 00:00:00 EDT 2003
- SEC Responds to Congressional Request For Information on Fund Industry Issues, June 2003
Wed Jun 11 00:00:00 EDT 2003
- Comment Letter on NYSE Proposal to Improve Corporate Governance, May 2003
Fri May 09 00:00:00 EDT 2003
- Comment Letter on NASD Proposal to Enhance Independent Directors' Role, April 2003
Tue Apr 22 00:00:00 EDT 2003
- Comment Letter on Measures to Improve Compliance with Securities Laws (pdf)
Thu Apr 17 00:00:00 EDT 2003
- Comment Letter on SEC Burden Estimates Concerning Proxy Voting Filing (pdf)
Thu Mar 13 00:00:00 EST 2003
- ICI Endorses Proxy Voting Standards, Proposes Independent Director Oversight, December 2002
Fri Dec 06 00:00:00 EST 2002
- Understanding the Role of Mutual Fund Directors
Sat Nov 30 00:00:00 EST 2002
- SEC Proposal Relates to Proxy Voting by Mutual Funds, Investment Advisers, September 2002
Tue Sep 24 00:00:00 EDT 2002
- Proposed Corporate Governance Standards Require Approval of Stock Option Plans, August 2002
Fri Aug 23 00:00:00 EDT 2002
- Amended Rule Requires Boards to Examine the Effect of Merger on Funds' Interests, July 2002
Thu Jul 25 00:00:00 EDT 2002
- International Comment Sought on Collective Investment Funds' Voting Rights, July 2002
Thu Jul 18 00:00:00 EDT 2002
- NYSE Committee's Report Endorses Shareholder Approval of Stock Plans, June 2002
Fri Jun 21 00:00:00 EDT 2002
- SEC Letter Addresses Institute's Independent Legal Counsel Questions, February 2002
Thu Feb 14 00:00:00 EST 2002
- SEC Proposes Amendments to Fund Merger Rules, November 2001
Tue Nov 13 00:00:00 EST 2001
- ICI Issues Statement on SEC Fund Governance Rules, January 2001
Wed Jan 03 00:00:00 EST 2001
- NASD Proposes Rule Change Relating to Proxies, December 1999
Wed Dec 29 00:00:00 EST 1999
- SEC Speeches Focus on Fund Governance and Disclosure, December 1999
Wed Dec 15 00:00:00 EST 1999
- ICI Outlines Recent Developments in Fund Governance, November 1999
Tue Nov 30 00:00:00 EST 1999
- SEC Proposes Rule Changes Relating to Investment Company Directors, October 1999
Wed Oct 20 00:00:00 EDT 1999
- Resolution of the Board of Governors of the Investment Company Institute, October 2003
Wed Oct 06 00:00:00 EDT 1999
- ICI Board Adopts Resolution Urging Fund Industry to Strengthen Governance
Wed Jul 07 00:00:00 EDT 1999
- Resolution of the Board of Governors of the Investment Company Institute, July 1999
Wed Jul 07 00:00:00 EDT 1999
- A Summary of the Report of the Advisory Group on Best Practices for Fund Directors
Wed Jun 30 00:00:00 EDT 1999
- Advisory Group Recommends Best Practices to Strengthen Mutual Fund Governance, June 1999
Thu Jun 24 00:00:00 EDT 1999
- Report of the Advisory Group on Best Practices for Fund Directors (pdf)
Thu Jun 24 00:00:00 EDT 1999
