Broker-Dealer & Principal Underwriter Issues
Comment Letter
ICI Comment Letter on SEC's Cybersecurity Risk Management for Broker-Dealers et al. (pdf)
ICI Viewpoints
The SEC Must Step into the Breach
Fund investors deserve to pay fair prices for information about their investments, but a broken...
Comment Letter
ICI Comment Letter on SEC Proposed Exemptive Order on Portfolio Margining (pdf)
Comment Letter