Broker-Dealer & Principal Underwriter Issues
ICI Viewpoints
The SEC Must Step into the Breach
Fund investors deserve to pay fair prices for information about their investments, but a broken...
Comment Letter
ICI Comment Letter on SEC Proposed Exemptive Order on Portfolio Margining (pdf)
Comment Letter
ICI Submits Comment Letter on FINRA's Proposed Amendments to Rule 2210 (pdf)
Comment Letter