Summary of Recent ICI Research on First-Mover Advantage, Dilution, and Systemic Risk in Open-End Fun...
ICI and IDC Joint Comment Letter to the PCAOB's Proposed Amendments
On August 7, 2023, the Investment Company Institute and Independent Directors Council filed a joint...
Navigating Intermediary Relationships (pdf)
ICI Comment Letter to CFTC and SEC on CCP Governance and Conflicts of Interest Proposals
ICI filed this comment letter with the CFTC on its DCO governance rule proposal and the SEC on its...
ICI Comment Letter on the SEC's Rule 14a-8 Proposal
In July 2022, the SEC proposed amendments to Rule 14a-8 (the shareholder proposal rule) by a 3-2...
2020 Annual Report to Members: A Conversation with IDC Managing Director Thomas Kim
As Thomas Kim finished his first year as IDC's managing director, he sat down to discuss the...
November 3, 2020
SEC's New Rule on Funds' Use of Derivatives: Summary of Fund Board Responsibilities
 November 3, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Alternative...
Letter on Proposed Amendments to SEC Auditor Independence Rule (pdf)
Focus on Funds
Focus on Funds: Fund Boards Continue to Safeguard the Interests of Investors
Fund boards set a high standard for fund oversight by continuing to adopt strong governance...