Anti-Money Laundering and Customer Due Diligence
ICI Global Comment Letter to SEBI re FPI BO and SMO Requirements (pdf)
ICI Comment Letter on Pilot Program on Sharing of Suspicious Activity Reports and Related Information With Foreign Branches, Subsidiaries, and Affiliates (pdf)
ICI Comment Letter on Review of Bank Secrecy Act Regulations and Guidance (pdf)
ICI Comment Letter on Beneficial Ownership Information Reporting Requirements; Regulatory Identification (pdf)
Focus on Funds: Funds Step Up Fight Against Elder Abuse and Fraud
June 19, 2020—As the global coronavirus pandemic has made some fund investors more vulnerable to...
Focus on Funds: Elder Abuse and Exploitation a Growing Industry Concern
Focus on Funds Elder Abuse and Exploitation a Growing Industry Concern ICI is teaming up with...