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2024 Investment Management Conference

CLE/CPE Credit

March 17–20 • Palm Desert, CA

Continuing Legal Education (CLE) Credit

Conference participants will generally receive CLE credit, with the conference sponsor cooperating to certify attendance. Applications for approval will be submitted by the Investment Company Institute (ICI) to Colorado, Illinois, Minnesota, Missouri, Ohio, Texas, Virginia, and Wisconsin. ICI is an accredited course sponsor for California and Pennsylvania. This program may qualify for approximately 7.0 hours of CLE credit. Credit hours are estimated and are subject to each state’s approval and credit rounding rules. Because credit requirements vary by state and are governed by different regulatory agencies, please contact your governing body to learn if this program meets your individual requirements. To be eligible for CLE credit, you must attend the conference in person; it is not available for those who view the conference on demand. CLE certificates may take up to six months and will be emailed upon state approval.

For attorneys who will be self-reporting to states other than those listed above, you may pick up your certificate of attendance at the registration desk.

If you have any questions regarding administrative policies or CLE credit, please contact ICI at 202-218-3575 or


Continuing Professional Education (CPE) Credit

Upon completion of this program, each participant will be eligible for approximately 12.0 hours of CPE credit. ICI is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors. CPE credit is for in-person participants only and is not available for those who view the conference on demand.

Learning objectives: To provide updates on current securities law and other US and global legislative and regulatory developments affecting registered investment companies and investment advisers
Program level: Basic
Delivery mode: Group live course
Recommended field of study: Specialized knowledge
Prerequisites: No prerequisites or advance preparations are necessary for this conference



Due to NASBA recordkeeping requirements, your conference badge will be scanned automatically when you enter and exit conference sessions. Information collected by this process is used by ICI and will not be shared with any other organization for any purpose other than NASBA-required audits. Late arrivals, early departures, and taking extended breaks may result in not receiving full credit. CPE certificates will be emailed to you four to six weeks after the conference.

If you have any questions regarding administrative policies or CPE credit, please contact ICI at 202-218-3575 or


Financial Aid Policy

ICI will make full or partial scholarships available for Institute conferences to lawyers and law students experiencing financial hardships. Under this policy, a financial hardship is defined as income of $35,000 or less.

No income: 100 percent discount
Income below $35,000: 50 percent discount
Income above $35,000: No discount

To apply for financial aid, please submit a completed registration form along with a letter stating your interest in attending the specific program. Law students must include a copy of their current student ID card. All requests for financial aid must be submitted at least four weeks before the start of the conference. ICI will review the submitted materials and inform you whether you have been approved for financial aid.