Understanding and Implementing the SEC’s New Fair Value Rules
February 3, 2021 • 2:00–3:00 p.m. (ET) • Virtual
Understanding and Implementing the SEC’s New Fair Value Rules
The new fair value rules from the Securities and Exchange Commission (SEC) are the most significant regulatory development affecting funds’ fair value practices in 50 years. ICI’s webinar provided an overview of the new rules, the policy impetus behind them, and how fund complexes are beginning to implement them. The webinar explored:
- The rules’ requirements
- How fund complexes will consider allocating fair value responsibilities among fund boards, investment advisers, and other parties
- How existing fair value policies and practices will be reviewed and updated
- How reporting to fund boards will change
- How auditing practices might change
- How the rules and related guidance will affect cross trading
Speakers
MATTHEW THORNTON, Moderator
Associate General Counsel
Investment Company Institute
BOB GROHOWSKI
Vice President and Senior Legal Counsel
T. Rowe Price
BRIAN MCLAUGHLIN JOHNSON
Assistant Director, Division of Investment Management
Securities and Exchange Commission
GREGORY SMITH
Senior Director, Fund Accounting
Investment Company Institute
STACIE SMITH
Senior Vice President, Treasurer
Fidelity Investments
Materials
This webinar was closed to the media. Unable to attend live? All registrants receive a link to the recording.
If you have any questions, please contact the ICI Conference Division at 202-326-5968 or conferences@ici.org.