Comment Letter
ICI Comment Letter on NYDFS Industry Guidance Proposal
The Investment Company Institute (“ICI”) submitted this comment on the Industry Guidance (the...
ICI Viewpoints
Financial Stability Board Should Rethink Its Agenda on Non-Bank Financial Intermediation
Non-bank financial intermediation (NFBI)—encompassing a broad range of capital sources, including...
Comment Letter
ICI Comment Letter on the SEC's Rule 14a-8 Proposal
In July 2022, the SEC proposed amendments to Rule 14a-8 (the shareholder proposal rule) by a 3-2...
Comment Letter
ICI Comment Letter on SEC ESG Disclosure Proposal
On August 16, 2022, ICI submitted a comment letter on the SEC's proposal for new disclosure...
Comment Letter
IDC Comment Letter on Investment Company Names Rule Proposal
The Independent Directors Council appreciates the opportunity to comment on the Securities and...
Comment Letter
ICI Comment Letter on Proposed Amendments to NASAA's REIT Guidelines
Last week, ICI filed the attached comment letter on the North American Securities Administrators...
ICI Viewpoints
Fact Checking SEC Statements on Money Market Fund Reform
For more than 80 years, our part of the financial industry – mutual funds, ETFs, and money market...
Speech
The Future of Regulated Funds: Modernizing the ’40 Act
I’m sure you noticed that we’ve renamed this conference. What used to be called the “Mutual Funds...