Comment Letter
ICI Comment Letter Regarding FSOC Proposals
In this letter, we highlight serious concerns with the Council’s approach. As compared with the...
News Release
ICI Statement on SEC Conflict of Interest Proposal
ICI released the following statement on a proposal from the Securities and Exchange Commission (SEC)...
Speech
Aligning Goals with Actions: The EU Retail Investment Strategy
With the Retail Investment Strategy (RIS), the European Union has a chance to empower tens, perhaps...
Comment Letter
ICI Supplemental Comment Letter on Regulation S-P, Cybersecurity for Broker-Dealers and Investment A...
In the April Commission Statement Relating to Certain Administrative Adjudications and the Second...
Comment Letter
ICI Comment Letter on Supplemental Information and Reopening of Comment Period for Amendments Regard...
The Investment Company Institute is writing to provide comments on the Securities and Exchange...
Comment Letter
ICI Comment Letter on Safeguarding Advisory Client Assets
The Investment Company Institute fully agrees with the Commission’s goals to protect the integrity...
News Release
ICI: SEC’s Safeguarding Proposal Would Upend Decades of Established Practice
ICI President and CEO Eric Pan released the following statement regarding the Securities and...
Comment Letter
ICI Comment Letter to SEC on Re-Proposal Regarding ABS Conflicts of Interest
The Investment Company Institute appreciates the opportunity to comment on the Securities and...