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Comment Letter

Joint Comment Letter to the SEC on ESG Disclosures

On November 30, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint...

ICI Viewpoints

SEC Proposal Slams the Brakes on Tech Progress

November 3, 2023—Technological innovation in the financial services industry has driven huge...

News Release

ICI Statement on DOL Proposed Fiduciary Rule

October 31, 2023—ICI President and CEO Eric Pan released the following statement regarding the...

One Pager

SEC Proposal Would Overhaul a System That Works for Investors (pdf)

One Pager

SEC’s Anti-Tech Proposal Threatens Innovation for Investors (pdf)

Comment Letter

ICI Comment Letter on SEC's Safeguarding Advisory Client Assets Proposal

On September 12, 2023, ICI, along with 25 other trade associations, filed a supplemental joint...

Comment Letter

Joint Trades' Comment Letter on Predictive Data Analytics Proposal

On October 10, ICI filed a comment letter with the Securities and Exchange Commission (SEC or...

Comment Letter

Joint Trades Comment Letter Extension Request on Conflicts of Interest Proposal

On behalf of our members, we request that the Securities and Exchange Commission (the “Commission”)...

News Release

ICI: FSOC Proposals Raise Serious Concerns

July 27, 2023: ICI President and CEO Eric Pan released the following statement on the Financial...

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