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Comment Letter

ICI Comment Letter on SEC Treasury Clearing Proposal

On December 23, ICI filed a comment letter with the Securities and Exchange Commission on its...
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Comment Letter

ICI Supplemental Comment Letter on the SEC’s 2020 Disclosure Proposal Related to Performance Benchma...

Earlier this week, ICI submitted supplemental comments (linked below) on the SEC's 2020 disclosure...
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Comment Letter

ICI Comment Letter on the SEC's Rule 14a-8 Proposal

In July 2022, the SEC proposed amendments to Rule 14a-8 (the shareholder proposal rule) by a 3-2...
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Comment Letter

ICI Comment Letter on Certain Information Providers Acting as Investment Advisers

In June, the SEC issued a request for comment on index providers, model portfolio providers, and...
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Comment Letter

ICI Comment Letter on Pilot Program on Sharing of Suspicious Activity Reports and Related Informatio...

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Comment Letter

ICI Comment Letter on Beneficial Ownership Information Reporting Requirements; Regulatory Identifica...

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Comment Letter

Letter to OFAC on Executive Order 13959 Requesting Action on "Closely Matches" Name Standard (pdf)

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Comment Letter

Letter on SEC Amendments Implementing the Holding Foreign Companies Accountable Act (pdf)

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Comment Letter

ICI Response to UK Treasury Consultation on Safe Harbours (pdf)