Resources

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ICI Viewpoints

SEC Proposal Slams the Brakes on Tech Progress

November 3, 2023—Technological innovation in the financial services industry has driven huge...
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One Pager

SEC’s Anti-Tech Proposal Threatens Innovation for Investors (pdf)

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News Release

ICI: SEC’s Conflicts Proposal Would Roll Back the Clock on Technological Advances That Benefit Main ...

October 11, 2023—ICI President and CEO Eric Pan released the following statement regarding the...
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Comment Letter

ICI Comment Letter with SEC on Predictive Data Analytics Proposal

On July 26, 2023, the SEC proposed new rules (the "Proposal") that would require broker-dealers and...
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ICI Viewpoints

The SEC’s Multi-Rule Pileup

October 3, 2023—There’s a reason that stoplights don’t flash red, yellow and green at the same time...
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Comment Letter

Joint Trades Comment Letter on Predictive Data Analytics Proposal (pdf)

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News Release

ICI Statement on SEC Conflict of Interest Proposal

ICI released the following statement on a proposal from the Securities and Exchange Commission (SEC)...
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ICI Viewpoints

ICI Tech Summit – Top 5 Takeaways

On November 8–9, ICI hosted the 2022 Tech Summit, the first event ICI event celebrating the...
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Speech

Retirement Savings and the Role of Innovation and Technology

Retirement Savings and the Role of Innovation and Technology Anna Driggs Director and Associate...