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ICI Viewpoints

SEC Proposal Slams the Brakes on Tech Progress

November 3, 2023—Technological innovation in the financial services industry has driven huge...

One Pager

SEC’s Anti-Tech Proposal Threatens Innovation for Investors (pdf)

News Release

ICI: SEC’s Conflicts Proposal Would Roll Back the Clock on Technological Advances That Benefit Main ...

October 11, 2023—ICI President and CEO Eric Pan released the following statement regarding the...

Comment Letter

ICI Comment Letter with SEC on Predictive Data Analytics Proposal

On July 26, 2023, the SEC proposed new rules (the "Proposal") that would require broker-dealers and...

ICI Viewpoints

The SEC’s Multi-Rule Pileup

October 3, 2023—There’s a reason that stoplights don’t flash red, yellow and green at the same time...

Comment Letter

Joint Trades Comment Letter on Predictive Data Analytics Proposal (pdf)

News Release

ICI Statement on SEC Conflict of Interest Proposal

ICI released the following statement on a proposal from the Securities and Exchange Commission (SEC)...

ICI Viewpoints

ICI Tech Summit – Top 5 Takeaways

On November 8–9, ICI hosted the 2022 Tech Summit, the first event ICI event celebrating the...

Speech

Retirement Savings and the Role of Innovation and Technology

Retirement Savings and the Role of Innovation and Technology Anna Driggs Director and Associate...

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