Resources

Format:

Sort by

Comment Letter

ICI Comment Letter on the Potential Modernization of Municipal Fund Securities Disclosure Obligatio...

April 11, 2025—ICI submitted a letter on the Municipal Securities Rulemaking Board’s concept release...

White Paper

Interval Fund Repurchase Timeline

Through a series of white papers, the ICI Broker/Dealer Advisory Committee’s (BDAC) Interval Funds...

News Release

ICI Responds to Amendments to SEC Dealer Rules

February 6, 2024—ICI Deputy General Counsel Sarah Bessin released the following statement regarding...

ICI Viewpoints

SEC Proposal Slams the Brakes on Tech Progress

November 3, 2023—Technological innovation in the financial services industry has driven huge...

One Pager

SEC’s Anti-Tech Proposal Threatens Innovation for Investors (pdf)

Comment Letter

Joint Trades' Comment Letter on Predictive Data Analytics Proposal

On October 10, ICI filed a comment letter with the Securities and Exchange Commission (SEC or...

Comment Letter

Joint Trades Comment Letter Extension Request on Conflicts of Interest Proposal

On behalf of our members, we request that the Securities and Exchange Commission (the “Commission”)...

News Release

ICI Statement on SEC Conflict of Interest Proposal

ICI released the following statement on a proposal from the Securities and Exchange Commission (SEC)...

Comment Letter

ICI Supplemental Comment Letter on Regulation S-P, Cybersecurity for Broker-Dealers and Investment A...

In the April Commission Statement Relating to Certain Administrative Adjudications and the Second...

12b-1 Fees
2021
2022
401(k)
401(k) Plan Asset Allocation
401(k) Plans
403(b) Plans
529 Plans
Accounting and Audit
Active and Index Investing
Advertising
Advisory Contract Approval
Alternative Investment Funds
Anti-Money Laundering
Antitrust
Artificial Intelligence (AI)
Asia
Asia ESG
Audit Committees
Australia
Bank Regulation
BCP
Board Leadership and Composition
Bond Funds
Bond Mutual Funds
BrightScope/ICI DC Plan Profile
Broker-Dealer Issues
Business Continuity
Canada
Capital Markets Union
China
Clearance and Settlement
Closed-End Funds
Commodities
Commodity Futures Trading Commission (CFTC)
Common Ownership Theory
Compensation/Remuneration
Complex Assets
Compliance
Consistent Participation
Corporate Bonds
Corporate Governance
Coverdell Education Savings Accounts
COVID-19
CPO/CTA
Cross-Border Issues
Cyber
Cybersecurity
Defined Contribution Plan Participants
Defined Contribution Plans
Department of Labor
Derivatives
Digital Assets
Directors and Fund Governance
Disclosure
Distribution
Diversity and Inclusion
Diversity, Equity, and Inclusion
Diversity, Equity, and Inclusion ESG
E-Delivery
EBRI/ICI 401(k) Investor Database
Employee Retirement Income Security Act (ERISA)
Equity Funds
Equity Investing
ESG
ESG Investing
European Commission
European Union
European Union ESG
Event Video
Events
Exchange-Traded Funds (ETFs)
Explainer Video
Fact Book
FATCA
Federal Reserve
Fees and Expenses
Fiduciary Issues
Financial Markets
Financial Services Legislation
Financial Services Regulatory Reform
Financial Stability
Financial Technology
Financial Transaction Tax
Fixed Income Securities
Fixed-Income Funds
Focus on Funds
Fraud Prevention
Fund Accounting & Financial Reporting
Fund Board Self-Assessments
Fund Disclosure
Fund Governance
Fund Indemnification
Fund Operations
Fund Ownership
Fund Regulation
Fundamentals for Newer Directors
Global
Global ESG
GMM
Government Affairs
Hong Kong
Households Saving for College
ICI Education Foundation
ICI Global
ICI Global Research Perspective
ICI Innovate
ICI News
ICI PAC
ICI Research Perspective
ICI Statistical Classification Definitions
IDC
Identity Theft
Index Funds
India
Industry and Investor Statistics by State
Industry Research
Information Security
Institutional Mutual Fund Shareholder
Intermediary Oversight
Internal Revenue Service (IRS)
International
International Competitiveness
International Tax Issues
Investment Advisers
Investment Company Act of 1940
Investment Education
Investment Management Conference
Investor Research
Investors
IRA Investor Database
IRAs
Ireland
Japan
Leadership Summit
Legal Entity Identifier
Liability Protection
Liquidity
Litigation and Enforcement
Long-Term Mutual Fund Asset Composition
Long-Term Mutual Funds
Lost Property and Escheatment
Market Volatility
MiFID, EMIR, AIFMD, UCITS V
Minute with ICI
Money Market Fund Assets
Money Market Fund Portfolio Data
Money Market Funds
Monthly Mutual Fund Complex Assets
Mortgage-Backed Securities
Municipal Bonds
Municipal Securities
Mutual Fund
Mutual Funds
Mutual Funds 100
Open-End Funds
Operations and Technology
Oversight
Pension
Policy Research
Portfolio Oversight
Portfolio Securities
Predictive Data Analytics
Privacy
Private Markets
Proxy Voting
Quarterly Mutual Fund Distributions
Recordkeeping
Red Flag Rules
Regulated Funds
Regulatory Activities
Regulatory Agencies
Research Fundamentals
Retail Investment Strategy (RIS)
Retirement Legislation
Retirement Plan Participation
Retirement Plans
Retirement Policy
Retirement Research
Risk Management
Risk Oversight
Roth IRA
Russia
Savings
Securities and Exchange Commission
Securities Lending
Service Providers
Shareholder
Shareholders' Use of Information
Small Funds
State Issues
State-Run Retirement Plans
Stats - XLS
Sustainability
Swing Pricing
Switzerland
Systemic Risk
T+1
Target Date Funds
Tax and Accounting Conference
Tax Incentives
Tax Information Reporting
Tax Legislation
Tax Reform
Taxes
Tech Summit
Technology
Trading
Trading and Markets (International)
Trading and Markets (US)
Traditional IRA
Transfer Agency
Treasury Department
Trends Data Files
Trends in Mutual Fund Investing
UCITS
Unit Investment Trusts (UITs)
United Kingdom
United States
United States ESG
US Households' Views on Retirement Savings
US Taxation of Mutual Funds and Shareholders
Valuation
Variable Insurance Products
Video Interviews
Weekly Estimated Flow Reports
Worldwide Release