Resources

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Research

Summary of Recent ICI Research on First-Mover Advantage, Dilution, and Systemic Risk in Open-End Fun...

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Comment Letter

ICI and IDC Joint Comment Letter to the PCAOB's Proposed Amendments

On August 7, 2023, the Investment Company Institute and Independent Directors Council filed a joint...
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White Paper

Navigating Intermediary Relationships (pdf)

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Comment Letter

ICI Comment Letter to CFTC and SEC on CCP Governance and Conflicts of Interest Proposals

ICI filed this comment letter with the CFTC on its DCO governance rule proposal and the SEC on its...
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Comment Letter

ICI Comment Letter on the SEC's Rule 14a-8 Proposal

In July 2022, the SEC proposed amendments to Rule 14a-8 (the shareholder proposal rule) by a 3-2...
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ICI Viewpoints

2020 Annual Report to Members: A Conversation with IDC Managing Director Thomas Kim

As Thomas Kim finished his first year as IDC's managing director, he sat down to discuss the...
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Comment Letter

Letter on Proposed Amendments to SEC Auditor Independence Rule (pdf)

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Focus on Funds

Focus on Funds: Fund Boards Continue to Safeguard the Interests of Investors

Fund boards set a high standard for fund oversight by continuing to adopt strong governance...
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ICI Viewpoints

A New Chapter of Growth and Impact: IDC’s 2019 Annual Review

In a letter in the Independent Directors Council's 2019 Annual Review, IDC Managing Director Thomas...