Date: June 16, 2009 ICI Comment Letter on CFTC's Concept Release on Whether to Eliminate the Bona Fide Hedge Exemption for Swap Dealers
Date: June 10, 2009 ICI Comments on FINRA Proposal to Require Members to Send Account Statements Monthly Rather Than Quarterly
Date: June 8, 2009 ICI Comment Letter on FinCEN's Proposed Rules and Guidance on Suspicious Activity Reporting (pdf)
Date: June 4, 2009 ICI Comment Letter on FINRA Notice to Members on Reporting of Personal Securities Transactions