Date: October 31, 1997 Comment Letter on NASDR Proposal Regarding Unregistered Persons' Communications with the Public, October 1997
Date: October 10, 1997 Mutual Fund Industry Names CEOs to Explore Use of Bond Fund Risk Ratings, October 1997
Date: October 2, 1997 Comment Letter on Proposed NASD Policy Relating to the Electronic Delivery of Information, October 1997