Date: July 9, 2009 SEC Valuation and Liquidity Guidance for Registered Investment Companies: Volume 1 (pdf)
Date: July 9, 2009 SEC Valuation and Liquidity Guidance for Registered Investment Companies: Volume 2 (pdf)
Date: June 30, 2009 Institute Letter Seeks Clarification of Tax Reporting Obligations by Business Trusts to Massachusetts (pdf)
Date: June 29, 2009 Institute Files Comment Letter on FINRA's Proposed Revisions to the NASD's Suitability and "Know Your Customer" Rules (pdf)
Date: June 29, 2009 Institute Comment Letter on Proposed FINRA Rules Recommends That FINRA Withdraw Recent Notice on ETF Suitability (pdf)