Date: August 5, 2020 SEC's Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements (pdf)
Date: December 6, 2018 What People Are Saying on Common Ownership and Institutional Investment Theories (pdf)
Date: July 13, 2015 Valuation of Portfolio Securities and other Assets Held by Registered Investment Companies—Select Bibliography of the Division of Investment Management
Date: July 1, 2000 An Investment Company Director's Guide to Oversight of Codes of Ethics and Personal Investing (pdf)