Date: August 12, 2015 Flawed Regulatory Impact Analysis Caused Labor Department to Miss the Mark with Fiduciary Rule
Date: July 14, 2015 SEC Valuation and Liquidity Guidance for Registered Investment Companies, Volume I (pdf)
Date: July 14, 2015 SEC Valuation and Liquidity Guidance for Registered Investment Companies, Volume II (pdf)
Date: March 16, 2015 The Role and Activities of Authorized Participants of Exchange-Traded Funds (pdf)