Date: November 20, 2018 ICI Files Comment Letter with SEC on Proposals Regarding Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants (pdf)
Date: November 12, 2018 IDC Letter on Board Role in Proxy Voting, Ahead of SEC's Proxy Process Roundtable (pdf)
Date: November 9, 2018 ICI Comment Letter to New Jersey Bureau of Securities on Notice of Pre-Proposal on Fiduciary Duty Rules (pdf)