Date: January 31, 2017 Disclosure of Noncash Compensation and Third-Party Payments in Response to the DOL Fiduciary Rule (pdf)
Date: January 31, 2017 Disclosure of Noncash Compensation and Third-Party Payments in Response to the DOL Fiduciary Rule (pdf)
Date: January 30, 2017 ICI Submits Comment Letter Requesting a Delay to the March 1 Variation Margin Compliance Date (pdf)
Date: January 27, 2017 Operational Considerations of the DOL Fiduciary Rule for Accounts Held Direct-at-Fund (pdf)
Date: January 27, 2017 Operational Considerations of the DOL Fiduciary Rule for Accounts Held Direct-at-Fund (pdf)
Date: January 24, 2017 ICI Submits Letter to IRS Requesting Guidance on Recontributions to 529 Plans (pdf)
Date: January 17, 2017 ICI Files Comment Letter on Federal Reserve Bank of Minneapolis Proposed "Shadow Bank" Tax on Regulated Funds (pdf)
Date: January 12, 2017 ICI Submits Comment Letters Regarding Continued Listing Standards for Exchange-Traded Products (pdf)
Date: January 11, 2017 Evaluating Investor Communication Touchpoints in Response to the DOL Fiduciary Rule (pdf)