Date: November 25, 2016 Focus on Funds: Upcoming Conference to Examine Funds’ Capital Markets Concerns
Date: November 25, 2016 ICI Files Comment Letter with SEC Supporting FINRA Rules to Protect Senior Investors (pdf)
Date: November 21, 2016 ICI Submits Comment Letter on PBGC Proposed Rule for Missing Participant Program (pdf)
Date: November 21, 2016 ICI Global Comment Letter to ESMA on the Trading Obligation for Derivatives (pdf)
Date: November 9, 2016 Webinar: Preparing for Broker-Dealer of Record and Custodian Resignations—What You Need to Know