Date: December 28, 2012 Application of NFA Rules to Registered Investment Companies Unable to Rely on CFTC Rule 4.5 and their Advisers (pdf)
Date: December 20, 2012 ICI Comment Letter on MSRB Proposed Rule G-45 and Form G-45 to Collect Data on 529 Plans (pdf)
Date: December 7, 2012 ICI and ICI Global's Comment Letter on ESMA's Consultation on MiFID Remuneration Policies (pdf)