Date: December 30, 1997 Comment Letter on SEC Concept Release Regarding Equity Index Insurance Products, December 1997
Date: October 31, 1997 Comment Letter on NASDR Proposal Regarding Unregistered Persons' Communications with the Public, October 1997
Date: October 2, 1997 Comment Letter on Proposed NASD Policy Relating to the Electronic Delivery of Information, October 1997
Date: September 29, 1997 Letter on NASDR Request for Comment on Related Performance Information, September 1997
Date: September 29, 1997 Comment Letter on Proposed Amendments to NASDR Sales Charge Rules, September 1997
Date: September 26, 1997 Comment Letter on Revised NASD Noncash Compensation Proposal, September 1997