Date: November 27, 1996 Comment Letter on Proposed Rules Concerning Lost Securityholders, December 1996
Date: July 1, 1996 Institute Comment Letter to SEC on Use of Electronic Media by Broker-Dealers, Transfer Agents, and Investment Advisers, July 1996
Date: January 17, 1996 Institute Comment Letter On Proposed SEC Order Execution Rules And NASD Limit Order Rules
Date: January 16, 1996 ICI Paper on Section 7(d) of the Investment Company Act of 1940 and National Treatment