White Papers 12b-1 Fees20212022401(k)401(k) Plan Asset Allocation401(k) Plans403(b) Plans529 PlansAccounting and AuditAdvertisingAdvisory Contract ApprovalAlternative Investment FundsAnti-Money LaunderingAntitrustArtificial Intelligence (AI)AsiaAsia ESGAudit CommitteesAustraliaBank RegulationBCPBoard Leadership and CompositionBond FundsBond Mutual FundsBrightScope/ICI DC Plan ProfileBroker-Dealer IssuesBusiness ContinuityCanadaCapital Markets UnionChinaClearance and SettlementClosed-End FundsCommoditiesCommodity Futures Trading Commission (CFTC)Common Ownership TheoryCompensation/RemunerationComplex AssetsComplianceConsistent ParticipationCorporate BondsCorporate GovernanceCoverdell Education Savings AccountsCOVID-19CPO/CTACross-Border IssuesCyberCybersecurityDefined Contribution Plan ParticipantsDefined Contribution PlansDepartment of LaborDerivativesDigital AssetsDirectors and Fund GovernanceDisclosureDistributionDiversity and InclusionDiversity, Equity, and InclusionDiversity, Equity, and Inclusion ESGE-DeliveryEBRI/ICI 401(k) Investor DatabaseEmployee Retirement Income Security Act (ERISA)Equity FundsEquity InvestingESGEuropean CommissionEuropean UnionEuropean Union ESGEvent VideoEventsExchange-Traded Funds (ETFs)Explainer VideoFact BookFATCAFederal ReserveFees and ExpensesFiduciary IssuesFinancial MarketsFinancial Services LegislationFinancial Services Regulatory ReformFinancial StabilityFinancial TechnologyFinancial Transaction TaxFixed Income SecuritiesFixed-Income FundsFocus on FundsFraud PreventionFund Accounting & Financial ReportingFund Board Self-AssessmentsFund DisclosureFund GovernanceFund IndemnificationFund OperationsFund OwnershipFund RegulationFundamentals for Newer DirectorsGlobalGlobal ESGGMMGovernment AffairsHong KongHouseholds Saving for CollegeICI Education FoundationICI GlobalICI Global Research PerspectiveICI InnovateICI NewsICI PACICI Research PerspectiveICI Statistical Classification DefinitionsIDCIdentity TheftIndex FundsIndiaIndustry and Investor Statistics by StateIndustry ResearchInformation SecurityInstitutional Mutual Fund ShareholderIntermediary OversightInternal Revenue Service (IRS)InternationalInternational CompetitivenessInternational Tax IssuesInvestment AdvisersInvestment Company Act of 1940Investment EducationInvestment Management ConferenceInvestor ResearchInvestorsIRA Investor DatabaseIRAsIrelandJapanLeadership SummitLegal Entity IdentifierLiability ProtectionLiquidityLitigation and EnforcementLong-Term Mutual Fund Asset CompositionLong-Term Mutual FundsLost Property and EscheatmentMarket VolatilityMiFID, EMIR, AIFMD, UCITS VMinute with ICIMoney Market Fund AssetsMoney Market Fund Portfolio DataMoney Market FundsMonthly Mutual Fund Complex AssetsMortgage-Backed SecuritiesMunicipal BondsMunicipal SecuritiesMutual FundMutual FundsMutual Funds 100Open-End FundsOperations and TechnologyOversightPensionPolicy ResearchPortfolio OversightPortfolio SecuritiesPredictive Data AnalyticsPrivacyProxy VotingQuarterly Mutual Fund DistributionsRecordkeepingRed Flag RulesRegulated FundsRegulatory ActivitiesRegulatory AgenciesResearch FundamentalsRetail Investment Strategy (RIS)Retirement LegislationRetirement Plan ParticipationRetirement PlansRetirement PolicyRetirement ResearchRisk ManagementRisk OversightRoth IRARussiaSavingsSecurities and Exchange CommissionSecurities LendingService ProvidersShareholderShareholders' Use of InformationState IssuesState-Run Retirement PlansStats - XLSSustainabilitySwing PricingSwitzerlandSystemic RiskT+1Target Date FundsTax and Accounting ConferenceTax IncentivesTax Information ReportingTax LegislationTax ReformTaxesTech SummitTechnologyTradingTrading and Markets (International)Trading and Markets (US)Traditional IRATransfer AgencyTreasury DepartmentTrends Data FilesTrends in Mutual Fund InvestingUCITSUnit Investment Trusts (UITs)United KingdomUnited StatesUnited States ESGUS Households' Views on Retirement SavingsUS Taxation of Mutual Funds and ShareholdersValuationVariable Insurance ProductsVideo InterviewsWeekly Estimated Flow ReportsWorldwide Release Items per page 9183672All Sort by DateA-ZZ-A More White Paper T+1 Securities Settlement Industry Implementation Workbook (xls) More More White Paper Fund Valuation Under the SEC’s New Fair Value Rule (pdf) More More White Paper Accelerating the US Securities Settlement Cycle to T+1 More More White Paper Overview of Fund Governance Practices, 1994–2020 (pdf) More More White Paper Protecting Nonpublic Personal Information in a Data-Driven Distribution Model (pdf) More More White Paper Rule 17a-7 at the Crossroads: Supplemental Information on Equity Cross Trading (pdf) More More White Paper 529 Plan Use Within Advisory Programs (pdf) More More White Paper Comparing the Current Population Survey to Income Tax Data (pdf) More More White Paper Financing a US Transition to a Sustainable Low-Carbon Economy (pdf) More Load More
More White Paper Protecting Nonpublic Personal Information in a Data-Driven Distribution Model (pdf) More
More White Paper Rule 17a-7 at the Crossroads: Supplemental Information on Equity Cross Trading (pdf) More
