The Environmental, Social, and Governance (ESG) Resource Hub provides investors and fund managers with essential insights into ESG-related investment strategies, stewardship practices, and the latest sustainable finance initiatives.
The Investment Company Institute submitted a letter in response to the California Air Resources Board Information Solicitation to inform on the implementation of the California Climate-Disclosure Legislation: Senate Bills 253 and 261, as amended by SB 219. Read more in the comment...
The Investment Company Institute submitted a Comment Letter to the Missouri Secretary of State on Proposed Rule 15 CSR 30-51.174, Fraudulent Practices of Investment Advisers and Investment Adviser Representatives Read more in the comment letter.
On April 8, 2024, the Investment Company Institute (ICI) and ICI Southwest submitted a supplemental joint comment letter to the Securities and Exchange Commission (SEC) on the ESG Fund and Adviser Proposal in light of the recent adoption and subsequent stay of the Public Company...
On November 30, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint comment letter to the Securities and Exchange Commission (SEC) on its proposal to require registered investment advisers, registered investment companies, and business development...
State officials—including legislators, attorneys general, treasurers, secretaries of state, and others—have recently taken a variety of measures in reaction to ESG investing. The panel discussed state requirements, Civil Investigative Demands (CIDs), and other recent developments...
The panel provided a refresher on NSMIA, the statute that governs the authority states have over federally registered investment companies, investment advisers, and broker-dealers. Panelists discussed the history of the reforms NSMIA made to the federal securities laws and its...
On July 31, ICI submitted a letter supplementing our comments on the SEC's proposed amendments ("Proposal") to Rule 35d-1 ("Names Rule") under the Investment Company Act of 1940 ("1940 Act"). In the letter, we point out that regulatory processes and requirements already exist to...
The Investment Company Institute is writing to supplement our views on the Securities and Exchange Commission’s proposal to require enhanced Environmental, Social, and Governance (ESG) disclosures by certain advisers and investment companies. In so doing, we recognize, and express...
The Investment Company Institute (ICI) is writing to reiterate our concern with the prospect of the Securities and Exchange Commission requiring certain registered investment companies (funds) to disclose their carbon footprint and weighted average carbon intensity (WACI) before...
