ICI Chief Government Affairs and Public Policy Officer Tom Quaadman issued a statement in response to the Securities and Exchange Commission’s (SEC) proposal to repeal its rule governing political contributions by investment advisers.
ICI submitted a comment letter on the SEC's Registered Offering Reform proposal, which will modernize and strengthen the registered offering framework to make public offerings more attractive to issuers.
ICI President and CEO Eric J. Pan issued a statement in response to a Securities and Exchange Commission rule proposal to allow funds to deliver documents to shareholders electronically on a default basis.
ICI submitted a letter on the SEC’s request for comment on its draft strategic plan highlighting how ICI’s priorities are closely aligned with those laid out in the strategic plan and would transform the SEC’s objectives into concrete “wins” for registered funds and their investors.
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ICI submitted a comment letter on the Securities and Exchange Commission's proposal to permit public companies to file interim reports on a semiannual basis instead of quarterly.
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All data and visuals for this document are available for download.
ICI and the Investment Adviser Association submitted a joint letter to the SEC to express support for modernizing the books and records rule under the Investment Advisers Act of 1940.
The Securities and Exchange Commission should modernize the Recordkeeping Rule under the Investment Advisers Act of 1940 to better reflect the realities of modern technology, ICI wrote in a joint letter with the Investment Adviser Association today.
ICI issued a statement in response to the Securities and Exchange Commission no-action letter to an asset manager on co-investment. The no-action relief will allow open-end funds serving millions of American investors to participate in co-investment transactions on a similar basis as other regulated funds.
ICI President and CEO Eric Pan issued a statement after the Securities and Exchange Commission granted the relief necessary to allow broker-dealers and other market participants to trade ETF shares of multi-class funds.
