Regulatory Agencies Content

ICI President ’s Address Eric J. Pan President and CEO Investment Company Institute ICI Innovate San Diego, California February 8, 2024 The Right Way To Regulate Technology: Three Guidelines for the SEC Good morning! It’s a pleasure to kick off the second day of ICI Innovate—and it’s...

Washington, DC, January 2, 2024—Today, Investment Company Institute (ICI) President and CEO Eric Pan released the following statement regarding the Department of Labor's (DOL) proposed rule updating the definition of an investment advice fiduciary under the Employee Retirement Income...

Washington, DC; October 12, 2023—Investment Company Institute (ICI) Deputy General Counsel for Markets, SMAs & CITs Sarah Bessin released the following statement regarding the Commodity Futures Trading Commission’s (CFTC) proposed amendments to its margin requirements for uncleared...

There’s a reason that stoplights don’t flash red, yellow and green at the same time—it’s a surefire recipe for collisions and congestion. Overlaps and redundancies between the string of new rule proposals from Chair Gary Gensler’s Securities and Exchange Commission are creating the...

Washington, DC; July 27, 2023—Today, Investment Company Institute (ICI) President and CEO Eric Pan released the following statement on the Financial Stability Oversight Council’s (FSOC) proposals to develop an analytic framework for financial stability risk identification and change...

The Investment Company Institute appreciates this opportunity to comment on two interrelated proposals (Proposals) concerning the Financial Stability Oversight Council’s (FSOC or Council) exercise of its various authorities under the Dodd-Frank Wall Street Reform and Consumer...

Washington, DC; July 12, 2023—Investment Company Institute (ICI) President and CEO Eric Pan released the following statement regarding the Securities and Exchange Commission’s (SEC) vote to adopt money market fund reforms. “The SEC has missed the mark by forcing money market funds to...

The 2023 Investment Management Conference (IMC) brought together industry and government leaders to share best practices and better understand compliance and financial regulation. In case you couldn’t attend or just want to recap the action, here is what we learned at the conference...

ICI submitted this response to the OECD ’s Progress Report on Amount A of Pillar One ( “Progress Report ”). Pillar One, among other things, would provide market jurisdictions with a new right to tax a portion of the allocable “residual profits ” (Amount A) of large multinational...